This week’s roundup highlights notable developments across securities enforcement, market integrity, data transparency, crypto regulation, ETFs, and investor disclosure.
- SEC sanctions over inaccurate blue sheet trading data
- SEC and CFTC penalties for illegal off-exchange transactions
- SEC request for comment on novel ETFs
- DOJ securities spoofing guilty plea
- Final FDTA data standards from financial regulators
- FCA crypto and stablecoin rulemaking
- FCA proposal to simplify investment disclosures
Read the full update from FiSolve here.
