FiSolve‘s April 23rd weekly financial and regulatory news updates:

• NY AG Sues Coinbase and Gemini for Running Illegal Gambling Platforms in New York 
• SEC and CFTC Jointly Propose Amendments to Reduce Form PF Burdens
• FINRA Adopts New Intraday Margin Standards to Replace the Day Trading Margin Requirements
• FCA Leads First Crackdown on Illegal Crypto Trading

Read the full update here.

FiSolve‘s April 17th weekly financial and regulatory news updates:

• SEC Seeks Public Comment on Consolidated Audit Trail (CAT) and Related Data Sources
• FINRA Censures Member Firm for Supervisory and Compliance Deficiencies, AML Program Failures
• DOL Clarifies Enforcement Focus for Employee Benefits Plans
• SEC Approves Exemptive Order and Proposed Rule Change to Permit Customer Cross-Margining in the U.S. Treasury Market

Read the full update here.

At the SEC Speaks conference held March 19–20, 2026, SEC leadership outlined evolving priorities for rulemaking and enforcement. A central theme was a return to traditional financial materiality, with Commissioners emphasizing that disclosures should focus on information that meaningfully impacts investor decision-making, rather than broader policy-driven topics .

Chair Paul Atkins also introduced the SEC’s ACT framework, which is intended to modernize rules, clarify regulatory boundaries, and streamline existing requirements.

For RIAs, this signals a more disciplined regulatory environment with a sharper focus on financial integrity and investor harm. While there may be less emphasis on purely technical violations, firms should not view this as reduced risk. Where investor harm is identified, the SEC is likely to pursue cases aggressively.

To help you make sense of what this means for you and your clients, read the full article from our friends at SEC³ here.