This week’s roundup highlights key regulatory, enforcement, fintech, AI, and global markets developments:
- FINRA enforcement action over excessive trading and churning
- SEC and CFTC request for input on swap market data reporting frameworks
- CFTC request for information on fintech innovation and competition
- PitchBook report on concentration, pricing power, and venture trends in consumer AI
- ESMA annual report focused on supervision, simplification, and innovation
Read the full update from FiSolve here.
