FiSolve‘s January 9th weekly financial and regulatory news updates:

• JP Morgan Chase Pivots to Internal, AI Driven Platform for Proxy Voting Decisions
• SEC Proposes Amendments to the Small Entity Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act
• Bank Insider Pleads Guilty to Facilitating Money Laundering
• FCA Fines Two Former Finance Directors for Company’s Misleading Statements
• ESAs Publish Joint Guidelines on ESG Stress Testing

FiSolve‘s December 12th weekly financial and regulatory news updates:

• FINRA Issues 2026 Annual Regulatory Oversight Report
• Artificial Intelligence White Paper Released to Guide Adoption Across Financial Services
• ESMA Announces Supervisory Expectations for the Management Body
• Stablecoin Payments Identified as a Priority for the FCA’s 2026 Growth Achievements

Read the full update here.

FiSolve‘s December 5th weekly financial and regulatory news updates:

• SEC Issues Order Granting Temporary Exemptive Relief on Compliance with Rule 13f-2 and Form SHO Reporting until January 2028
• FINRA Orders Firm to Pay $2 Million in Restitution to Customers, Fines Firm $1 Million for Mutual Fund Supervision Failures
• Commissioner Uyeda Calls for Rethinking Quarterly Reporting and Enhancing Regulatory Transparency 
• FCA Assists Firms with Testing AI for Safety
• ESMA to Launch Common Supervisory Action on MiFID II Conflicts of Interest Requirements

Read the full update here.