Updates on SEC, FINRA, FCA and more from FiSolve

FiSolve‘s October 3rd weekly financial and regulatory news updates:

Read the full update here.

Updates on SEC, FinCEN and more from FiSolve

FiSolve‘s September 26th weekly financial and regulatory news updates:

Read the full update here.

Updates on SEC, CFTC, FINRA and more from FiSolve

FiSolve‘s September 19th weekly financial and regulatory news updates:

Read the full update here.

Updates on SEC, CFTC, ESMA and more from FiSolve

FiSolve‘s September 12th weekly financial and regulatory news updates:

Read the full update here.

SEC’s Spring 2025 Regulatory Agenda: Familiar Themes, Expansive Scope

The Securities and Exchange Commission (SEC) has released its Spring 2025 Regulatory Flexibility Agenda, outlining the Commission’s near- and longer-term priorities. While the Agenda does not bind the SEC to deadlines, it provides useful insight into the policy direction and areas of focus for the year ahead.

The Spring 2025 Agenda largely reflects the SEC’s ongoing effort to reduce unnecessary burdens on registrants, encourage use of the public markets, and promote efficient capital formation, while maintaining investor protections.

Read the SEC Spring 2025 Regulatory Agenda here: Agency Rule List – Spring 2025

And the full article from our friends at SEC3 here.