Legal Perspectives on Current Regulatory Developments for BDs and IAs

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SEC’s Division of Examinations 2026 Priorities

August 28, 2024 BDIA Editors Leave a comment

You can find the full report here.

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Clifford E. Kirsch, Editor

Eversheds Sutherland

With more than 25 years of experience, Cliff regularly counsels clients on the design and distribution of investment products including wrap-fee programs and other advisory products, mutual funds, bank collective investment funds and insurance products. He also focuses on issues related to the design and implementation of compliance programs at financial services firms.

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