FiSolve‘s July 11 weekly financial and regulatory news updates:
- SEC Brings Action Against Investment Adviser and its CEO for Charging Improper Fees
- SEC Charges Investment Adviser with Cherry Picking
- Federal Court Orders Chicago Commodity Pool Operators, Owner, Former Chief Portfolio Manager to Pay More Than $6M in Fraud Action
- Commissioner Peirce Reminds Industry Tokenization Does Not Create a Magic Loophole
- ESMA Publishes Peer Review on Crypto Service Providers in Malta under the MICA
Read the full update here.