This week’s developments highlighted a market landscape defined by regulatory recalibration, structural change, and the growing influence of artificial intelligence.
- The SEC published a draft strategic plan focused on investor protection, market efficiency, and capital formation
- FINRA’s latest industry snapshot pointed to continued consolidation and record trading activity
- Regulators also signaled meaningful policy shifts, with the CFTC rescinding its no-deny settlement policy and SEC officials emphasizing closer SEC-CFTC harmonization on market structure
- AI remained central to both policy and business strategy, from a new executive order on AI innovation and security to reports showing AI’s expanding role in the workplace and investment management
Read the full update from FiSolve here.
