FiSolve‘s October 17th weekly financial and regulatory news updates:

• SIFMA Proposes Modernizing SEC Rules to Reflect Today’s Communications Practices
• U.S. and U.K. Take Largest Action Ever Targeting Cybercriminal Networks in Southeast Asia
• FINRA Fines and Suspends Former Assistant for Signing Documents without Permission
• ESMA Announces 2025 European Common Enforcement Priorities and Releases Results of Fact-Finding on Materiality Considerations in Sustainability Reporting

Read the full update here.

FiSolve‘s September 26th weekly financial and regulatory news updates:

• SEC Charges Broker-Dealer for False and Misleading Statements Regarding Speed of Market Data; Announces $5 Million Settlement
• FinCEN Issues Proposed Rule to Postpone Effective Date of Investment Adviser Rule
• PWC Issues Report on Future of the Financial Services Industry
• SEC Brings Charges in Fraudulent “Free-Riding” Scheme
• European Supervisors Implore Financial Institutions to Stay Alert to Stability Risks 

Read the full update here.

FiSolve‘s September 12th weekly financial and regulatory news updates:

• SEC Chairman Directs Staff to Evaluate Short Selling and Securities Lending Rules Following Court Setback 
• Registered Representative Sanctioned for Filing Falsified Insurance Claim 
• CFTC Issues Policy Statement on Referrals for Potential Criminal Enforcement 
• ESMA Issues Risk Monitoring Report  

Read the full update here.