Category Archives: Regulatory

Updates on SEC, CFTC, ESMA and more from FiSolve

FiSolve‘s September 12th weekly financial and regulatory news updates:

Read the full update here.

SEC’s Spring 2025 Regulatory Agenda: Familiar Themes, Expansive Scope

The Securities and Exchange Commission (SEC) has released its Spring 2025 Regulatory Flexibility Agenda, outlining the Commission’s near- and longer-term priorities. While the Agenda does not bind the SEC to deadlines, it provides useful insight into the policy direction and areas of focus for the year ahead.

The Spring 2025 Agenda largely reflects the SEC’s ongoing effort to reduce unnecessary burdens on registrants, encourage use of the public markets, and promote efficient capital formation, while maintaining investor protections.

Read the SEC Spring 2025 Regulatory Agenda here: Agency Rule List – Spring 2025

And the full article from our friends at SEC3 here.

Updates on SEC, CFTC, Crypto and more from FiSolve

FiSolve‘s August 29th weekly financial and regulatory news updates:

Read the full update here.

Judge Margaret Ryan New SEC Director of Enforcement and More Updates from FiSolve

FiSolve‘s August 22nd weekly financial and regulatory news updates:

Read the full update here.