AI takes center stage in this edition, as regulators on both sides of the Atlantic push firms to innovate responsibly. We also cover a Supreme Court petition challenging FINRA, a cooling job market, new cross-border cooperation, and a major crypto enforcement action:

• The SEC’s Brian Daly urges advisers not to wait for guidance before adopting AI, and outlines a “responsible retailization” initiative
• A broker asks the Supreme Court whether constitutional challenges to FINRA proceedings must first go through the SEC
• Hiring slows as the labor market cools, which may ease recruiting pressure in compliance and risk roles
• The SEC will host a November 9 roundtable on machine-understandable data and super intelligence
• The FCA calls for responsible AI adoption as finance moves toward an “agentic” future
• The SEC and France’s AMF sign a supervisory MOU covering cross-border investment firms
• Ireland’s central bank fines Coinbase Ireland €3.25 million for safeguarding and outsourcing failures

Read the full update from FiSolve here.