From regulatory modernization and market structure developments to AI transformation and digital asset oversight, this week’s headlines reflect the continued evolution of the financial services industry.
- SEC E-Delivery Proposal – New rule would expand electronic delivery of investor disclosures
- FINRA Exam Modernization – FINRA plans more transparent, efficient, and risk-based examinations
- AI Workforce Transformation – Leading firms are pairing AI investments with governance and talent strategy
- GENIUS Act Implementation – FDIC begins rolling out reporting requirements for stablecoin issuers
- CFTC Reporting Relief – Large trader reporting requirements for certain commodity swaps are being eliminated
- ESMA T+1 Readiness – European firms are urged to accelerate preparations for T+1 settlement