FiSolve‘s August 22nd weekly financial and regulatory news updates:

• SEC Names Judge Margaret Ryan as Director of the Division of Enforcement
• SEC Announces Three Insider Trading Cases
• US Department of Labor Rescinds 2021 Supplemental Statement on Alternative Assets in 401(k) Plans
• ESMA and the EEA Sign Sustainable Finance MOU

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FiSolve‘s August 15th weekly financial and regulatory news updates:

• SEC Obtains Judgment Against PCAOB Firm and its Managing Partner in Financial Fraud Case
• SEC Settles Case with Broker in Options Spoofing Case
• Federal Court Orders New York Man to Pay Over $3.4 Million For Forex Fraud Scheme Following CFTC Summary Judgment Ruling
• South Korean Crypto Entrepreneur Pleads Guilty in $40 Billion Crypto Collapse
• SEC Launches New Statistics and Data Visualizations Webpage

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FiSolve‘s August 8th weekly financial and regulatory news updates:

• SEC Charges Colorado-Based Investment Adviser with Reg M Trading Violations
• Executive Order to Facilitate Investment by Retirement Plans in a Wider Range of Assets
• Defense Contractor and Private Equity Firm Agree to Pay $1.75M to Resolve False Claims Act Liability Relating to Voluntary Self-Disclosure of Cybersecurity Violations
• SEC’s Division of Corporation Finance Issues Staff Statement on Liquid Staking Activities
• EFRAG Publishes Amended ESRS Exposure Drafts

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FiSolve‘s July 25th weekly financial and regulatory news updates:

• Treasury Announces Postponement and Reopening of Investment Adviser AML Rule
• SEC Announces Roundtable on Trade-Through Prohibitions
• President Trump Signs GENIUS Act into Law
• Compliance Reminder: BE-180 Benchmark Survey Due July 31, 2025
• ESMA Issues FAQ on Use of Performance Fees on UCITS Feeder Funds, MiCA

Read the full update here.