FiSolve‘s March 6th weekly financial and regulatory news updates:
- SEC Adopts Final Rules for the Holding Foreign Insiders Accountable Act
- FINRA Censures and Sanctions Firm $1.3 Million for Best Execution and Supervisory Failures
- CFTC Enforcement Division Issues Prediction Markets Advisory
- Federal Indictment Charges Investment Advisor with Defrauding Financial Services Companies of $3.3. Million
Read the full update here.
