FiSolve‘s February 27th weekly financial and regulatory news updates:
- SEC’s Division of Enforcement Announces Updates to Enforcement Manual
- SDNY Announces Corporate Enforcement and Voluntary Self-Disclosure and Cooperation Program for Financial Crimes
- California DFPI Establishes Venture Capital Diversity Reporting and Registration Requirements
- SEC Proposes Amendments to Reduce Burdens in Reporting of Fund Portfolio Holdings
- FINRA Fines and Censures Firm for Inadequate WSPs around UTMA Accounts
- FCA Fines Social Media Influencers for Issuing Unauthorized Financial Promotions
Read the full update here.
