FiSolve‘s January 23rd weekly financial and regulatory news updates:
- SEC Division of Investment Management Updates Marketing Rule FAQs
- FINRA Sanctions Financial Services Firm for Supervisory, AML, and Recordkeeping Failures
- CFTC and SEC to Hold Joint Event on Harmonization, U.S. Financial Leadership in the Crypto Era
- UK and EU Regulators Sign MOU to Strengthen Oversight of Critical Third Parties
Read the full update here.
