FiSolve‘s January 2nd weekly financial and regulatory news updates:
- SEC Charges Three Purported Crypto Asset Trading Platforms and Four Investment Clubs with Scheme That Targeted Retail Investors on Social Media
- FINRA Orders Firm to Pay $4.6 Million in Restitution for Overcollection of Fees, Retention of Surplus Interest
- Michael Selig Sworn In as 16th CFTC Chairman
- SIFMA Urges FINRA Arbitration Reforms to Enhance Fairness and Efficiency
Read the full update here.
