FiSolve‘s August 15th weekly financial and regulatory news updates:

• SEC Obtains Judgment Against PCAOB Firm and its Managing Partner in Financial Fraud Case
• SEC Settles Case with Broker in Options Spoofing Case
• Federal Court Orders New York Man to Pay Over $3.4 Million For Forex Fraud Scheme Following CFTC Summary Judgment Ruling
• South Korean Crypto Entrepreneur Pleads Guilty in $40 Billion Crypto Collapse
• SEC Launches New Statistics and Data Visualizations Webpage

Read the full update here.

FiSolve‘s August 8th weekly financial and regulatory news updates:

• SEC Charges Colorado-Based Investment Adviser with Reg M Trading Violations
• Executive Order to Facilitate Investment by Retirement Plans in a Wider Range of Assets
• Defense Contractor and Private Equity Firm Agree to Pay $1.75M to Resolve False Claims Act Liability Relating to Voluntary Self-Disclosure of Cybersecurity Violations
• SEC’s Division of Corporation Finance Issues Staff Statement on Liquid Staking Activities
• EFRAG Publishes Amended ESRS Exposure Drafts

Read the full update here.