From our friends at FiSolve, this week’s financial and regulatory news:
- Investment Adviser Consents to SEC Order for Custody Rule and Disclosure Violations
- Federal Court Orders Two Men and their Companies to Pay Over $25 Million for Digital Asset Fraud
- SEC Brings Action Against Publisher of Newsletter
- FCA Secures Convictions for Insider Dealing and Money Laundering
- The European Securities and Markets Authority (ESMA) published its Annual Report for 2024
Read the full update here.
