{"id":976,"date":"2019-09-04T21:25:34","date_gmt":"2019-09-04T21:25:34","guid":{"rendered":"http:\/\/localhost\/?p=976"},"modified":"2019-09-04T21:25:34","modified_gmt":"2019-09-04T21:25:34","slug":"sec-issues-guidance-regarding-proxy-voting-responsibilities-of-ias","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2019\/09\/04\/sec-issues-guidance-regarding-proxy-voting-responsibilities-of-ias\/","title":{"rendered":"SEC issues guidance regarding proxy voting responsibilities of IAs"},"content":{"rendered":"

On August 21, 2019, in a 3-2 vote, the SEC voted in favor of publishing guidance regarding the proxy voting responsibilities of investment advisers.\u00a0The guidance, structured in a question-and-answer format, provides examples to help facilitate IAs\u2019 compliance with their proxy voting responsibilities under the Investment Advisers Act of 1940, as amended (Advisers Act), and Rule 206(4)-6 thereunder. Importantly, the SEC encourages IAs and proxy advisory firms (PAFs) to review their policies and practices before next year\u2019s proxy season to ensure they are consistent with the guidance.<\/p>\n

 <\/p>\n

Read more here.<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

On August 21, 2019, in a 3-2 vote, the SEC voted in favor of publishing guidance regarding the proxy voting responsibilities of investment advisers.\u00a0The guidance, structured in a question-and-answer format, provides examples to help facilitate IAs\u2019 compliance with their proxy voting responsibilities under the Investment Advisers Act of 1940, as amended (Advisers Act), and Rule … Continue reading SEC issues guidance regarding proxy voting responsibilities of IAs<\/span> →<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21,22],"tags":[],"class_list":["post-976","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"aioseo_head":"\n\t\t\n\t\n\t\n\t\n\t\n\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t\n\t\t