{"id":976,"date":"2019-09-04T21:25:34","date_gmt":"2019-09-04T21:25:34","guid":{"rendered":"http:\/\/localhost\/?p=976"},"modified":"2019-09-04T21:25:34","modified_gmt":"2019-09-04T21:25:34","slug":"sec-issues-guidance-regarding-proxy-voting-responsibilities-of-ias","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2019\/09\/04\/sec-issues-guidance-regarding-proxy-voting-responsibilities-of-ias\/","title":{"rendered":"SEC issues guidance regarding proxy voting responsibilities of IAs"},"content":{"rendered":"<p>On August 21, 2019, in a 3-2 vote, the SEC voted in favor of publishing guidance regarding the proxy voting responsibilities of investment advisers.\u00a0The guidance, structured in a question-and-answer format, provides examples to help facilitate IAs\u2019 compliance with their proxy voting responsibilities under the Investment Advisers Act of 1940, as amended (Advisers Act), and Rule 206(4)-6 thereunder. Importantly, the SEC encourages IAs and proxy advisory firms (PAFs) to review their policies and practices before next year\u2019s proxy season to ensure they are consistent with the guidance.<\/p>\n<p>&nbsp;<\/p>\n<p><a href=\"https:\/\/us.eversheds-sutherland.com\/NewsCommentary\/Legal-Alerts\/224115\/Legal-Alert-SEC-issues-guidance-regarding-the-proxy-voting-responsibilities-of-investment-advisers?utm_source=vuture&amp;utm_medium=email&amp;utm_campaign=vuture-emails\">Read more here.<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>On August 21, 2019, in a 3-2 vote, the SEC voted in favor of publishing guidance regarding the proxy voting responsibilities of investment advisers.\u00a0The guidance, structured in a question-and-answer format, provides examples to help facilitate IAs\u2019 compliance with their proxy voting responsibilities under the Investment Advisers Act of 1940, as amended (Advisers Act), and Rule &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2019\/09\/04\/sec-issues-guidance-regarding-proxy-voting-responsibilities-of-ias\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">SEC issues guidance regarding proxy voting responsibilities of IAs<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21,22],"tags":[],"class_list":["post-976","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/976","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=976"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/976\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=976"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=976"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=976"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}