{"id":902,"date":"2019-02-08T17:57:43","date_gmt":"2019-02-08T17:57:43","guid":{"rendered":"http:\/\/localhost\/?p=902"},"modified":"2019-02-08T17:57:43","modified_gmt":"2019-02-08T17:57:43","slug":"new-bd-ia-fiduciary-rules-proposed-by-nevada","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2019\/02\/08\/new-bd-ia-fiduciary-rules-proposed-by-nevada\/","title":{"rendered":"New BD IA Fiduciary Rules Proposed by Nevada"},"content":{"rendered":"<p>On January 18th, Nevada\u2019s Office of the Secretary of State, Securities Division, released\u00a0<a href=\"https:\/\/www.nvsos.gov\/sos\/home\/showdocument?id=6156\" target=\"_blank\" rel=\"noopener\">draft regulations<\/a>\u00a0pursuant to\u00a0the amended Nevada <a href=\"https:\/\/www.leg.state.nv.us\/Session\/79th2017\/Bills\/SB\/SB383_EN.pdf\">financial planner statute<\/a>.\u00a0 The\u00a0proposed new fiduciary rules are open for comment until March 5th.<\/p>\n<p>This Morgan Lewis <a href=\"https:\/\/www.morganlewis.com\/pubs\/nevada-proposes-new-fiduciary-rules-that-would-increase-broker-dealer-and-investment-adviser-obligations\">LawFlash<\/a> outlines the key provisions in Nevada\u2019s draft regulation and discusses, among other topics, when the regulation would be effective, when fiduciary duty would apply, and what conduct would be considered a fiduciary breach under the proposal.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>On January 18th, Nevada\u2019s Office of the Secretary of State, Securities Division, released\u00a0draft regulations\u00a0pursuant to\u00a0the amended Nevada financial planner statute.\u00a0 The\u00a0proposed new fiduciary rules are open for comment until March 5th. This Morgan Lewis LawFlash outlines the key provisions in Nevada\u2019s draft regulation and discusses, among other topics, when the regulation would be effective, when &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2019\/02\/08\/new-bd-ia-fiduciary-rules-proposed-by-nevada\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">New BD IA Fiduciary Rules Proposed by Nevada<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":14,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,21,22],"tags":[],"class_list":["post-902","post","type-post","status-publish","format-standard","hentry","category-compliance","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/902","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/14"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=902"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/902\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=902"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=902"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=902"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}