{"id":576,"date":"2017-03-07T16:43:41","date_gmt":"2017-03-07T16:43:41","guid":{"rendered":"http:\/\/localhost\/?p=576"},"modified":"2017-03-10T14:53:42","modified_gmt":"2017-03-10T14:53:42","slug":"finra-focus-what-happened-with-restitution-in-2016","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2017\/03\/07\/finra-focus-what-happened-with-restitution-in-2016\/","title":{"rendered":"FINRA Focus: What Happened With Restitution in 2016?"},"content":{"rendered":"<p>Evershed Sutherland&#8217;s annual analysis of FINRA&#8217;s \u00a0disciplinary actions indicates that FINRA fined firms and individuals a record-setting $176 million in 2016.. In addition, it ordered $28 million in restitution in 2016.<\/p>\n<p>But. . .<\/p>\n<ul>\n<li>How did 2016 compare to previous years, including 2015\u2019s record-breaking year?<\/li>\n<li>What types of cases triggered orders of restitution from FINRA in 2016?<\/li>\n<li>What should firms expect in 2017?<\/li>\n<\/ul>\n<p><a href=\"https:\/\/us.eversheds-sutherland.com\/NewsCommentary\/Press-Releases\/197616\/Eversheds-Sutherland-US-FINRA-Focus-What-Happened-With-Restitution-in-2016\">View the analysis here<\/a><\/p>\n<p>Additional contributor to this post:<\/p>\n<p><a href=\"https:\/\/us.eversheds-sutherland.com\/People\/Brian-L-Rubin\">Brian L. Rubin<\/a>,\u00a0<a>brianrubin@eversheds-sutherland.com<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Evershed Sutherland&#8217;s annual analysis of FINRA&#8217;s \u00a0disciplinary actions indicates that FINRA fined firms and individuals a record-setting $176 million in 2016.. In addition, it ordered $28 million in restitution in 2016. But. . . How did 2016 compare to previous years, including 2015\u2019s record-breaking year? What types of cases triggered orders of restitution from FINRA &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2017\/03\/07\/finra-focus-what-happened-with-restitution-in-2016\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">FINRA Focus: What Happened With Restitution in 2016?<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":57,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21],"tags":[],"class_list":["post-576","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.8 - aioseo.com -->\n\t<meta name=\"description\" content=\"Evershed Sutherland&#039;s annual analysis of FINRA&#039;s disciplinary actions indicates that FINRA fined firms and individuals a record-setting $176 million in 2016.. 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