{"id":561,"date":"2017-02-28T18:03:24","date_gmt":"2017-02-28T18:03:24","guid":{"rendered":"http:\/\/localhost\/?p=561"},"modified":"2017-02-28T18:08:29","modified_gmt":"2017-02-28T18:08:29","slug":"analysis-of-finra-cases-shows-record-breaking-2016","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2017\/02\/28\/analysis-of-finra-cases-shows-record-breaking-2016\/","title":{"rendered":"Analysis of FINRA Cases Shows Record-Breaking 2016"},"content":{"rendered":"<p>Eversheds Sutherland (US) LLP has completed its annual study of the disciplinary actions reported by FINRA in 2016. \u00a0Key takeaways:<\/p>\n<ul>\n<li>In 2016, the amount of fines ordered by FINRA shattered its previous record set in 2014<\/li>\n<li>While the number of cases reported was on par with prior years, the amount of restitution declined significantly from 2015\u2019s record total<\/li>\n<li>Top enforcement issues and emerging trends for FINRA<\/li>\n<\/ul>\n<p><a href=\"https:\/\/us.eversheds-sutherland.com\/NewsCommentary\/Press-Releases\/197511\/Annual-Eversheds-Sutherland-Analysis-of-FINRA-Cases-Shows-Record-Breaking-2016\">View the results here<\/a><\/p>\n<p>Additional contributor to this post:<\/p>\n<p><a href=\"https:\/\/us.eversheds-sutherland.com\/People\/Brian-L-Rubin\">Brian L. Rubin<\/a>,\u00a0<a>brianrubin@eversheds-sutherland.com<\/a><\/p>\n<div class=\"lawyerEmailVcard\">\n<div class=\"lawyerVCard\"><\/div>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p>Eversheds Sutherland (US) LLP has completed its annual study of the disciplinary actions reported by FINRA in 2016. \u00a0Key takeaways: In 2016, the amount of fines ordered by FINRA shattered its previous record set in 2014 While the number of cases reported was on par with prior years, the amount of restitution declined significantly from &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2017\/02\/28\/analysis-of-finra-cases-shows-record-breaking-2016\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">Analysis of FINRA Cases Shows Record-Breaking 2016<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":57,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[24,21],"tags":[],"class_list":["post-561","post","type-post","status-publish","format-standard","hentry","category-enforcement","category-regulatory"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/561","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/57"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=561"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/561\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=561"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=561"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=561"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}