{"id":545,"date":"2017-02-21T01:42:05","date_gmt":"2017-02-21T01:42:05","guid":{"rendered":"http:\/\/localhost\/?p=545"},"modified":"2017-02-21T15:33:31","modified_gmt":"2017-02-21T15:33:31","slug":"finra-proposal-to-permit-investment-planning-illustrations","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2017\/02\/21\/finra-proposal-to-permit-investment-planning-illustrations\/","title":{"rendered":"FINRA Proposal to Permit Investment Planning Illustrations"},"content":{"rendered":"<p>As an outgrowth of FINRA\u2019s retrospective rule review of its advertising rules, in <a href=\"http:\/\/www.finra.org\/industry\/notices\/17-06\">Regulatory Notice 17-06<\/a>\u00a0FINRA solicits comments on proposed amendments to FINRA Rule 2210 (Communications with the Public) to create an exception to the rule\u2019s prohibition on projecting performance.\u00a0 The exception would permit a firm to distribute a customized hypothetical investment planning illustration that includes the projected performance of an asset allocation or other investment strategy subject to specified conditions.\u00a0 Comments on the proposal are due to FINRA by March 27<sup>th<\/sup>.\u00a0 The proposed exception would provide flexibility for depicting hypothetical performance of an asset allocation model or other investment strategy provided the projected performance does not depict any individual security.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>As an outgrowth of FINRA\u2019s retrospective rule review of its advertising rules, in Regulatory Notice 17-06\u00a0FINRA solicits comments on proposed amendments to FINRA Rule 2210 (Communications with the Public) to create an exception to the rule\u2019s prohibition on projecting performance.\u00a0 The exception would permit a firm to distribute a customized hypothetical investment planning illustration that &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2017\/02\/21\/finra-proposal-to-permit-investment-planning-illustrations\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">FINRA Proposal to Permit Investment Planning Illustrations<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":57,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[1],"tags":[],"class_list":["post-545","post","type-post","status-publish","format-standard","hentry","category-uncategorized"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/545","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/57"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=545"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/545\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=545"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=545"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=545"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}