{"id":279,"date":"2016-11-08T16:08:41","date_gmt":"2016-11-08T16:08:41","guid":{"rendered":"http:\/\/localhost\/?p=279"},"modified":"2016-11-08T20:33:17","modified_gmt":"2016-11-08T20:33:17","slug":"sec-fintech-forum-november-14th","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/","title":{"rendered":"SEC Inaugural Fintech Forum"},"content":{"rendered":"<p>On November 14, 2016, the SEC plans to hold its first-ever \u201cFintech Forum\u201d to discuss technological innovations in the financial services industry.\u00a0 Among other things, the forum will analyze the impact of automated investment advisory programs or so-called \u201crobo-advisers,\u201d and the impact of blockchain on the traditional clearance and settlement of security transactions.\u00a0 The SEC has released its <a href=\"https:\/\/www.sec.gov\/news\/pressrelease\/2016-234.html\">agenda<\/a> for the forum, which includes panel discussions from industry experts and executives from the leading financial technology firms.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>On November 14, 2016, the SEC plans to hold its first-ever \u201cFintech Forum\u201d to discuss technological innovations in the financial services industry.\u00a0 Among other things, the forum will analyze the impact of automated investment advisory programs or so-called \u201crobo-advisers,\u201d and the impact of blockchain on the traditional clearance and settlement of security transactions.\u00a0 The SEC &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">SEC Inaugural Fintech Forum<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":8,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[21],"tags":[],"class_list":["post-279","post","type-post","status-publish","format-standard","hentry","category-regulatory"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.9 - aioseo.com -->\n\t<meta name=\"description\" content=\"On November 14, 2016, the SEC plans to hold its first-ever \u201cFintech Forum\u201d to discuss technological innovations in the financial services industry. Among other things, the forum will analyze the impact of automated investment advisory programs or so-called \u201crobo-advisers,\u201d and the impact of blockchain on the traditional clearance and settlement of security transactions. The SEC\" \/>\n\t<meta name=\"robots\" content=\"max-image-preview:large\" \/>\n\t<meta name=\"author\" content=\"Benjamin T. Marzouk\"\/>\n\t<link rel=\"canonical\" href=\"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/\" \/>\n\t<meta name=\"generator\" content=\"All in One SEO (AIOSEO) 4.9.9\" \/>\n\t\t<meta property=\"og:locale\" content=\"en_US\" \/>\n\t\t<meta property=\"og:site_name\" content=\"Legal Perspectives on Current Regulatory Developments for BDs and IAs |\" \/>\n\t\t<meta property=\"og:type\" content=\"article\" \/>\n\t\t<meta property=\"og:title\" content=\"SEC Inaugural Fintech Forum | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta property=\"og:description\" content=\"On November 14, 2016, the SEC plans to hold its first-ever \u201cFintech Forum\u201d to discuss technological innovations in the financial services industry. Among other things, the forum will analyze the impact of automated investment advisory programs or so-called \u201crobo-advisers,\u201d and the impact of blockchain on the traditional clearance and settlement of security transactions. The SEC\" \/>\n\t\t<meta property=\"og:url\" content=\"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/\" \/>\n\t\t<meta property=\"article:published_time\" content=\"2016-11-08T16:08:41+00:00\" \/>\n\t\t<meta property=\"article:modified_time\" content=\"2016-11-08T20:33:17+00:00\" \/>\n\t\t<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n\t\t<meta name=\"twitter:title\" content=\"SEC Inaugural Fintech Forum | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta name=\"twitter:description\" content=\"On November 14, 2016, the SEC plans to hold its first-ever \u201cFintech Forum\u201d to discuss technological innovations in the financial services industry. Among other things, the forum will analyze the impact of automated investment advisory programs or so-called \u201crobo-advisers,\u201d and the impact of blockchain on the traditional clearance and settlement of security transactions. The SEC\" \/>\n\t\t<script type=\"application\/ld+json\" class=\"aioseo-schema\">\n\t\t\t{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/11\\\/08\\\/sec-fintech-forum-november-14th\\\/#article\",\"name\":\"SEC Inaugural Fintech Forum | Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"headline\":\"SEC Inaugural Fintech Forum\",\"author\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/benmarzouk\\\/#author\"},\"publisher\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\"},\"datePublished\":\"2016-11-08T16:08:41+00:00\",\"dateModified\":\"2016-11-08T20:33:17+00:00\",\"inLanguage\":\"en-US\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/11\\\/08\\\/sec-fintech-forum-november-14th\\\/#webpage\"},\"isPartOf\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/11\\\/08\\\/sec-fintech-forum-november-14th\\\/#webpage\"},\"articleSection\":\"Regulatory\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/11\\\/08\\\/sec-fintech-forum-november-14th\\\/#breadcrumblist\",\"itemListElement\":[{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu#listItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/bdia.pli.edu\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/regulatory\\\/#listItem\",\"name\":\"Regulatory\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/regulatory\\\/#listItem\",\"position\":2,\"name\":\"Regulatory\",\"item\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/regulatory\\\/\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/11\\\/08\\\/sec-fintech-forum-november-14th\\\/#listItem\",\"name\":\"SEC Inaugural Fintech Forum\"},\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu#listItem\",\"name\":\"Home\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/11\\\/08\\\/sec-fintech-forum-november-14th\\\/#listItem\",\"position\":3,\"name\":\"SEC Inaugural Fintech Forum\",\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/regulatory\\\/#listItem\",\"name\":\"Regulatory\"}}]},{\"@type\":\"Organization\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\",\"name\":\"Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/\"},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/benmarzouk\\\/#author\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/benmarzouk\\\/\",\"name\":\"Benjamin T. Marzouk\",\"image\":{\"@type\":\"ImageObject\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/11\\\/08\\\/sec-fintech-forum-november-14th\\\/#authorImage\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/f272306c48a610d12f7eebf1a52763847f5e9e3d095da18533726d28644b7de4?s=96&d=mm&r=g\",\"width\":96,\"height\":96,\"caption\":\"Benjamin T. Marzouk\"}},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/11\\\/08\\\/sec-fintech-forum-november-14th\\\/#webpage\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/11\\\/08\\\/sec-fintech-forum-november-14th\\\/\",\"name\":\"SEC Inaugural Fintech Forum | Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"description\":\"On November 14, 2016, the SEC plans to hold its first-ever \\u201cFintech Forum\\u201d to discuss technological innovations in the financial services industry. Among other things, the forum will analyze the impact of automated investment advisory programs or so-called \\u201crobo-advisers,\\u201d and the impact of blockchain on the traditional clearance and settlement of security transactions. The SEC\",\"inLanguage\":\"en-US\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#website\"},\"breadcrumb\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/11\\\/08\\\/sec-fintech-forum-november-14th\\\/#breadcrumblist\"},\"author\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/benmarzouk\\\/#author\"},\"creator\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/benmarzouk\\\/#author\"},\"datePublished\":\"2016-11-08T16:08:41+00:00\",\"dateModified\":\"2016-11-08T20:33:17+00:00\"},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#website\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/\",\"name\":\"Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"inLanguage\":\"en-US\",\"publisher\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\"}}]}\n\t\t<\/script>\n\t\t<!-- All in One SEO -->\n\n","aioseo_head_json":{"title":"SEC Inaugural Fintech Forum | Legal Perspectives on Current Regulatory Developments for BDs and IAs","description":"On November 14, 2016, the SEC plans to hold its first-ever \u201cFintech Forum\u201d to discuss technological innovations in the financial services industry. Among other things, the forum will analyze the impact of automated investment advisory programs or so-called \u201crobo-advisers,\u201d and the impact of blockchain on the traditional clearance and settlement of security transactions. The SEC","canonical_url":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/","robots":"max-image-preview:large","keywords":"","webmasterTools":{"miscellaneous":""},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/#article","name":"SEC Inaugural Fintech Forum | Legal Perspectives on Current Regulatory Developments for BDs and IAs","headline":"SEC Inaugural Fintech Forum","author":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/benmarzouk\/#author"},"publisher":{"@id":"https:\/\/bdia.pli.edu\/#organization"},"datePublished":"2016-11-08T16:08:41+00:00","dateModified":"2016-11-08T20:33:17+00:00","inLanguage":"en-US","mainEntityOfPage":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/#webpage"},"isPartOf":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/#webpage"},"articleSection":"Regulatory"},{"@type":"BreadcrumbList","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/#breadcrumblist","itemListElement":[{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu#listItem","position":1,"name":"Home","item":"https:\/\/bdia.pli.edu","nextItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/regulatory\/#listItem","name":"Regulatory"}},{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/regulatory\/#listItem","position":2,"name":"Regulatory","item":"https:\/\/bdia.pli.edu\/index.php\/category\/regulatory\/","nextItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/#listItem","name":"SEC Inaugural Fintech Forum"},"previousItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu#listItem","name":"Home"}},{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/#listItem","position":3,"name":"SEC Inaugural Fintech Forum","previousItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/regulatory\/#listItem","name":"Regulatory"}}]},{"@type":"Organization","@id":"https:\/\/bdia.pli.edu\/#organization","name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs","url":"https:\/\/bdia.pli.edu\/"},{"@type":"Person","@id":"https:\/\/bdia.pli.edu\/index.php\/author\/benmarzouk\/#author","url":"https:\/\/bdia.pli.edu\/index.php\/author\/benmarzouk\/","name":"Benjamin T. Marzouk","image":{"@type":"ImageObject","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/#authorImage","url":"https:\/\/secure.gravatar.com\/avatar\/f272306c48a610d12f7eebf1a52763847f5e9e3d095da18533726d28644b7de4?s=96&d=mm&r=g","width":96,"height":96,"caption":"Benjamin T. Marzouk"}},{"@type":"WebPage","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/#webpage","url":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/","name":"SEC Inaugural Fintech Forum | Legal Perspectives on Current Regulatory Developments for BDs and IAs","description":"On November 14, 2016, the SEC plans to hold its first-ever \u201cFintech Forum\u201d to discuss technological innovations in the financial services industry. Among other things, the forum will analyze the impact of automated investment advisory programs or so-called \u201crobo-advisers,\u201d and the impact of blockchain on the traditional clearance and settlement of security transactions. The SEC","inLanguage":"en-US","isPartOf":{"@id":"https:\/\/bdia.pli.edu\/#website"},"breadcrumb":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/#breadcrumblist"},"author":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/benmarzouk\/#author"},"creator":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/benmarzouk\/#author"},"datePublished":"2016-11-08T16:08:41+00:00","dateModified":"2016-11-08T20:33:17+00:00"},{"@type":"WebSite","@id":"https:\/\/bdia.pli.edu\/#website","url":"https:\/\/bdia.pli.edu\/","name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs","inLanguage":"en-US","publisher":{"@id":"https:\/\/bdia.pli.edu\/#organization"}}]},"og:locale":"en_US","og:site_name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs |","og:type":"article","og:title":"SEC Inaugural Fintech Forum | Legal Perspectives on Current Regulatory Developments for BDs and IAs","og:description":"On November 14, 2016, the SEC plans to hold its first-ever \u201cFintech Forum\u201d to discuss technological innovations in the financial services industry. Among other things, the forum will analyze the impact of automated investment advisory programs or so-called \u201crobo-advisers,\u201d and the impact of blockchain on the traditional clearance and settlement of security transactions. The SEC","og:url":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/","article:published_time":"2016-11-08T16:08:41+00:00","article:modified_time":"2016-11-08T20:33:17+00:00","twitter:card":"summary_large_image","twitter:title":"SEC Inaugural Fintech Forum | Legal Perspectives on Current Regulatory Developments for BDs and IAs","twitter:description":"On November 14, 2016, the SEC plans to hold its first-ever \u201cFintech Forum\u201d to discuss technological innovations in the financial services industry. Among other things, the forum will analyze the impact of automated investment advisory programs or so-called \u201crobo-advisers,\u201d and the impact of blockchain on the traditional clearance and settlement of security transactions. The SEC"},"aioseo_meta_data":{"post_id":"279","title":null,"description":null,"keywords":null,"keyphrases":null,"primary_term":null,"canonical_url":null,"og_title":null,"og_description":null,"og_object_type":"default","og_image_type":"default","og_image_url":null,"og_image_width":null,"og_image_height":null,"og_image_custom_url":null,"og_image_custom_fields":null,"og_video":null,"og_custom_url":null,"og_article_section":null,"og_article_tags":null,"twitter_use_og":false,"twitter_card":"default","twitter_image_type":"default","twitter_image_url":null,"twitter_image_custom_url":null,"twitter_image_custom_fields":null,"twitter_title":null,"twitter_description":null,"schema":{"blockGraphs":[],"customGraphs":[],"default":{"data":{"Article":[],"Course":[],"Dataset":[],"FAQPage":[],"Movie":[],"Person":[],"Product":[],"ProductReview":[],"Car":[],"Recipe":[],"Service":[],"SoftwareApplication":[],"WebPage":[]},"graphName":"","isEnabled":true},"graphs":[]},"schema_type":"default","schema_type_options":null,"pillar_content":false,"robots_default":true,"robots_noindex":false,"robots_noarchive":false,"robots_nosnippet":false,"robots_nofollow":false,"robots_noimageindex":false,"robots_noodp":false,"robots_notranslate":false,"robots_max_snippet":null,"robots_max_videopreview":null,"robots_max_imagepreview":"large","priority":null,"frequency":null,"local_seo":null,"breadcrumb_settings":null,"limit_modified_date":false,"ai":null,"created":"2024-11-01 18:01:50","updated":"2025-10-11 02:49:28","seo_analyzer_scan_date":null},"aioseo_breadcrumb":"<div class=\"aioseo-breadcrumbs\"><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/bdia.pli.edu\" title=\"Home\">Home<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/bdia.pli.edu\/index.php\/category\/regulatory\/\" title=\"Regulatory\">Regulatory<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\tSEC Inaugural Fintech Forum\n\t\t<\/span><\/div>","aioseo_breadcrumb_json":[{"label":"Home","link":"https:\/\/bdia.pli.edu"},{"label":"Regulatory","link":"https:\/\/bdia.pli.edu\/index.php\/category\/regulatory\/"},{"label":"SEC Inaugural Fintech Forum","link":"https:\/\/bdia.pli.edu\/index.php\/2016\/11\/08\/sec-fintech-forum-november-14th\/"}],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/279","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/8"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=279"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/279\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=279"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=279"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=279"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}