{"id":179,"date":"2016-06-10T15:56:56","date_gmt":"2016-06-10T15:56:56","guid":{"rendered":"http:\/\/localhost\/?p=179"},"modified":"2016-11-01T16:01:00","modified_gmt":"2016-11-01T16:01:00","slug":"deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/","title":{"rendered":"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers"},"content":{"rendered":"<p>The Financial Industry Regulatory Authority is once again taking a close look at\u00a0member firm mutual fund sales practices and sales charge waivers (Mutual\u00a0Fund Waiver Sweep) in the U.S. FINRA\u2019s target exam letter seeks information\u00a0about mutual fund sales to retirement plans and charitable accounts, as well as\u00a0the sales charge waivers that mutual funds make available to eligible\u00a0purchasers. FINRA\u2019s Mutual Fund Waiver Sweep covers the period from\u00a0January 1, 2011 through December 31, 2015 and, as drafted, seeks responses\u00a0from FINRA member firms by June 10, 2016.<\/p>\n<p>Read more here:<a href=\"https:\/\/info.dechert.com\/10\/6881\/june-2016\/deja-vu-all-over-again---finra-takes-another-look-at-mutual-fund-sales-charge-waivers.asp\" target=\"_blank\">D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Takes Another Look at Mutual Fund Sales Charge Waivers<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The Financial Industry Regulatory Authority is once again taking a close look at\u00a0member firm mutual fund sales practices and sales charge waivers (Mutual\u00a0Fund Waiver Sweep) in the U.S. FINRA\u2019s target exam letter seeks information\u00a0about mutual fund sales to retirement plans and charitable accounts, as well as\u00a0the sales charge waivers that mutual funds make available to &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":14,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,21],"tags":[],"class_list":["post-179","post","type-post","status-publish","format-standard","hentry","category-compliance","category-regulatory"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.8 - aioseo.com -->\n\t<meta name=\"description\" content=\"The Financial Industry Regulatory Authority is once again taking a close look at member firm mutual fund sales practices and sales charge waivers (Mutual Fund Waiver Sweep) in the U.S. FINRA\u2019s target exam letter seeks information about mutual fund sales to retirement plans and charitable accounts, as well as the sales charge waivers that mutual funds make available to\" \/>\n\t<meta name=\"robots\" content=\"max-image-preview:large\" \/>\n\t<meta name=\"author\" content=\"BDIA Editors\"\/>\n\t<link rel=\"canonical\" href=\"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/\" \/>\n\t<meta name=\"generator\" content=\"All in One SEO (AIOSEO) 4.9.8\" \/>\n\t\t<meta property=\"og:locale\" content=\"en_US\" \/>\n\t\t<meta property=\"og:site_name\" content=\"Legal Perspectives on Current Regulatory Developments for BDs and IAs |\" \/>\n\t\t<meta property=\"og:type\" content=\"article\" \/>\n\t\t<meta property=\"og:title\" content=\"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta property=\"og:description\" content=\"The Financial Industry Regulatory Authority is once again taking a close look at member firm mutual fund sales practices and sales charge waivers (Mutual Fund Waiver Sweep) in the U.S. FINRA\u2019s target exam letter seeks information about mutual fund sales to retirement plans and charitable accounts, as well as the sales charge waivers that mutual funds make available to\" \/>\n\t\t<meta property=\"og:url\" content=\"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/\" \/>\n\t\t<meta property=\"article:published_time\" content=\"2016-06-10T15:56:56+00:00\" \/>\n\t\t<meta property=\"article:modified_time\" content=\"2016-11-01T16:01:00+00:00\" \/>\n\t\t<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n\t\t<meta name=\"twitter:title\" content=\"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta name=\"twitter:description\" content=\"The Financial Industry Regulatory Authority is once again taking a close look at member firm mutual fund sales practices and sales charge waivers (Mutual Fund Waiver Sweep) in the U.S. FINRA\u2019s target exam letter seeks information about mutual fund sales to retirement plans and charitable accounts, as well as the sales charge waivers that mutual funds make available to\" \/>\n\t\t<script type=\"application\/ld+json\" class=\"aioseo-schema\">\n\t\t\t{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/06\\\/10\\\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\\\/#article\",\"name\":\"D\\u00e9j\\u00e0 Vu All Over Again \\u2013 FINRA Revisits Mutual Fund Sales Charge Waivers | Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"headline\":\"D\\u00e9j\\u00e0 Vu All Over Again \\u2013 FINRA Revisits Mutual Fund Sales Charge Waivers\",\"author\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/blog-administrators\\\/#author\"},\"publisher\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\"},\"datePublished\":\"2016-06-10T15:56:56+00:00\",\"dateModified\":\"2016-11-01T16:01:00+00:00\",\"inLanguage\":\"en-US\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/06\\\/10\\\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\\\/#webpage\"},\"isPartOf\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/06\\\/10\\\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\\\/#webpage\"},\"articleSection\":\"Compliance, Regulatory\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/06\\\/10\\\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\\\/#breadcrumblist\",\"itemListElement\":[{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu#listItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/bdia.pli.edu\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/#listItem\",\"name\":\"Compliance\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/#listItem\",\"position\":2,\"name\":\"Compliance\",\"item\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/06\\\/10\\\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\\\/#listItem\",\"name\":\"D\\u00e9j\\u00e0 Vu All Over Again \\u2013 FINRA Revisits Mutual Fund Sales Charge Waivers\"},\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu#listItem\",\"name\":\"Home\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/06\\\/10\\\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\\\/#listItem\",\"position\":3,\"name\":\"D\\u00e9j\\u00e0 Vu All Over Again \\u2013 FINRA Revisits Mutual Fund Sales Charge Waivers\",\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/#listItem\",\"name\":\"Compliance\"}}]},{\"@type\":\"Organization\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\",\"name\":\"Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/\"},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/blog-administrators\\\/#author\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/blog-administrators\\\/\",\"name\":\"BDIA Editors\",\"image\":{\"@type\":\"ImageObject\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/06\\\/10\\\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\\\/#authorImage\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/b6792f98361b3c63720e9d4b0142348a4b52d956aef2c451f8f608387a876acd?s=96&d=mm&r=g\",\"width\":96,\"height\":96,\"caption\":\"BDIA Editors\"}},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/06\\\/10\\\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\\\/#webpage\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/06\\\/10\\\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\\\/\",\"name\":\"D\\u00e9j\\u00e0 Vu All Over Again \\u2013 FINRA Revisits Mutual Fund Sales Charge Waivers | Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"description\":\"The Financial Industry Regulatory Authority is once again taking a close look at member firm mutual fund sales practices and sales charge waivers (Mutual Fund Waiver Sweep) in the U.S. FINRA\\u2019s target exam letter seeks information about mutual fund sales to retirement plans and charitable accounts, as well as the sales charge waivers that mutual funds make available to\",\"inLanguage\":\"en-US\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#website\"},\"breadcrumb\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2016\\\/06\\\/10\\\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\\\/#breadcrumblist\"},\"author\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/blog-administrators\\\/#author\"},\"creator\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/blog-administrators\\\/#author\"},\"datePublished\":\"2016-06-10T15:56:56+00:00\",\"dateModified\":\"2016-11-01T16:01:00+00:00\"},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#website\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/\",\"name\":\"Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"inLanguage\":\"en-US\",\"publisher\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\"}}]}\n\t\t<\/script>\n\t\t<!-- All in One SEO -->\n\n","aioseo_head_json":{"title":"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers | Legal Perspectives on Current Regulatory Developments for BDs and IAs","description":"The Financial Industry Regulatory Authority is once again taking a close look at member firm mutual fund sales practices and sales charge waivers (Mutual Fund Waiver Sweep) in the U.S. FINRA\u2019s target exam letter seeks information about mutual fund sales to retirement plans and charitable accounts, as well as the sales charge waivers that mutual funds make available to","canonical_url":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/","robots":"max-image-preview:large","keywords":"","webmasterTools":{"miscellaneous":""},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/#article","name":"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers | Legal Perspectives on Current Regulatory Developments for BDs and IAs","headline":"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers","author":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/blog-administrators\/#author"},"publisher":{"@id":"https:\/\/bdia.pli.edu\/#organization"},"datePublished":"2016-06-10T15:56:56+00:00","dateModified":"2016-11-01T16:01:00+00:00","inLanguage":"en-US","mainEntityOfPage":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/#webpage"},"isPartOf":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/#webpage"},"articleSection":"Compliance, Regulatory"},{"@type":"BreadcrumbList","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/#breadcrumblist","itemListElement":[{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu#listItem","position":1,"name":"Home","item":"https:\/\/bdia.pli.edu","nextItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/#listItem","name":"Compliance"}},{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/#listItem","position":2,"name":"Compliance","item":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/","nextItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/#listItem","name":"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers"},"previousItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu#listItem","name":"Home"}},{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/#listItem","position":3,"name":"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers","previousItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/#listItem","name":"Compliance"}}]},{"@type":"Organization","@id":"https:\/\/bdia.pli.edu\/#organization","name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs","url":"https:\/\/bdia.pli.edu\/"},{"@type":"Person","@id":"https:\/\/bdia.pli.edu\/index.php\/author\/blog-administrators\/#author","url":"https:\/\/bdia.pli.edu\/index.php\/author\/blog-administrators\/","name":"BDIA Editors","image":{"@type":"ImageObject","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/#authorImage","url":"https:\/\/secure.gravatar.com\/avatar\/b6792f98361b3c63720e9d4b0142348a4b52d956aef2c451f8f608387a876acd?s=96&d=mm&r=g","width":96,"height":96,"caption":"BDIA Editors"}},{"@type":"WebPage","@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/#webpage","url":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/","name":"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers | Legal Perspectives on Current Regulatory Developments for BDs and IAs","description":"The Financial Industry Regulatory Authority is once again taking a close look at member firm mutual fund sales practices and sales charge waivers (Mutual Fund Waiver Sweep) in the U.S. FINRA\u2019s target exam letter seeks information about mutual fund sales to retirement plans and charitable accounts, as well as the sales charge waivers that mutual funds make available to","inLanguage":"en-US","isPartOf":{"@id":"https:\/\/bdia.pli.edu\/#website"},"breadcrumb":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/#breadcrumblist"},"author":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/blog-administrators\/#author"},"creator":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/blog-administrators\/#author"},"datePublished":"2016-06-10T15:56:56+00:00","dateModified":"2016-11-01T16:01:00+00:00"},{"@type":"WebSite","@id":"https:\/\/bdia.pli.edu\/#website","url":"https:\/\/bdia.pli.edu\/","name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs","inLanguage":"en-US","publisher":{"@id":"https:\/\/bdia.pli.edu\/#organization"}}]},"og:locale":"en_US","og:site_name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs |","og:type":"article","og:title":"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers | Legal Perspectives on Current Regulatory Developments for BDs and IAs","og:description":"The Financial Industry Regulatory Authority is once again taking a close look at member firm mutual fund sales practices and sales charge waivers (Mutual Fund Waiver Sweep) in the U.S. FINRA\u2019s target exam letter seeks information about mutual fund sales to retirement plans and charitable accounts, as well as the sales charge waivers that mutual funds make available to","og:url":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/","article:published_time":"2016-06-10T15:56:56+00:00","article:modified_time":"2016-11-01T16:01:00+00:00","twitter:card":"summary_large_image","twitter:title":"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers | Legal Perspectives on Current Regulatory Developments for BDs and IAs","twitter:description":"The Financial Industry Regulatory Authority is once again taking a close look at member firm mutual fund sales practices and sales charge waivers (Mutual Fund Waiver Sweep) in the U.S. FINRA\u2019s target exam letter seeks information about mutual fund sales to retirement plans and charitable accounts, as well as the sales charge waivers that mutual funds make available to"},"aioseo_meta_data":{"post_id":"179","title":null,"description":null,"keywords":null,"keyphrases":null,"primary_term":null,"canonical_url":null,"og_title":null,"og_description":null,"og_object_type":"default","og_image_type":"default","og_image_url":null,"og_image_width":null,"og_image_height":null,"og_image_custom_url":null,"og_image_custom_fields":null,"og_video":null,"og_custom_url":null,"og_article_section":null,"og_article_tags":null,"twitter_use_og":false,"twitter_card":"default","twitter_image_type":"default","twitter_image_url":null,"twitter_image_custom_url":null,"twitter_image_custom_fields":null,"twitter_title":null,"twitter_description":null,"schema":{"blockGraphs":[],"customGraphs":[],"default":{"data":{"Article":[],"Course":[],"Dataset":[],"FAQPage":[],"Movie":[],"Person":[],"Product":[],"ProductReview":[],"Car":[],"Recipe":[],"Service":[],"SoftwareApplication":[],"WebPage":[]},"graphName":"","isEnabled":true},"graphs":[]},"schema_type":"default","schema_type_options":null,"pillar_content":false,"robots_default":true,"robots_noindex":false,"robots_noarchive":false,"robots_nosnippet":false,"robots_nofollow":false,"robots_noimageindex":false,"robots_noodp":false,"robots_notranslate":false,"robots_max_snippet":null,"robots_max_videopreview":null,"robots_max_imagepreview":"large","priority":null,"frequency":null,"local_seo":null,"breadcrumb_settings":null,"limit_modified_date":false,"ai":null,"created":"2024-11-01 18:01:50","updated":"2025-10-11 02:43:30","seo_analyzer_scan_date":null},"aioseo_breadcrumb":"<div class=\"aioseo-breadcrumbs\"><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/bdia.pli.edu\" title=\"Home\">Home<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/\" title=\"Compliance\">Compliance<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\tD\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers\n\t\t<\/span><\/div>","aioseo_breadcrumb_json":[{"label":"Home","link":"https:\/\/bdia.pli.edu"},{"label":"Compliance","link":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/"},{"label":"D\u00e9j\u00e0 Vu All Over Again \u2013 FINRA Revisits Mutual Fund Sales Charge Waivers","link":"https:\/\/bdia.pli.edu\/index.php\/2016\/06\/10\/deja-vu-all-over-again-finra-takes-another-look-at-mutual-fund-sales-charge-waivers\/"}],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/179","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/14"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=179"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/179\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=179"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=179"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=179"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}