{"id":1610,"date":"2026-07-29T09:46:00","date_gmt":"2026-07-29T09:46:00","guid":{"rendered":"https:\/\/bdia.pli.edu\/?p=1610"},"modified":"2026-08-07T12:49:13","modified_gmt":"2026-08-07T12:49:13","slug":"updates-on-sec-finra-cftc-and-more-from-fisolve-8","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2026\/07\/29\/updates-on-sec-finra-cftc-and-more-from-fisolve-8\/","title":{"rendered":"Updates on SEC, FINRA, CFTC and more from FiSolve"},"content":{"rendered":"\n<p class=\"wp-block-paragraph\">From regulatory modernization and market structure developments to AI transformation and digital asset oversight, this week\u2019s headlines reflect the continued evolution of the financial services industry.<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><strong><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.sec.gov\/files\/rules\/proposed\/2026\/33-11430.pdf?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=429893636&amp;_hsenc=p2ANqtz-8IZ5PoBAz8XYrSfGL-BGCXGdEuBDBub7DE5vNEqpWki41y3L8YkdA3Hkm5ENDhS6_Z8ISIEZ2Jg4kyF_m4qNV7KKAtZQ\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC E-Delivery Proposal<\/a><\/strong> \u2013 New rule would expand electronic delivery of investor disclosures<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.finra.org\/media-center\/blog\/strengthening-our-exam-program-through-innovation-transparency-20260720?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=429893636&amp;_hsenc=p2ANqtz-8IZ5PoBAz8XYrSfGL-BGCXGdEuBDBub7DE5vNEqpWki41y3L8YkdA3Hkm5ENDhS6_Z8ISIEZ2Jg4kyF_m4qNV7KKAtZQ\" target=\"_blank\" rel=\"noopener\" title=\"\">FINRA Exam Modernization<\/a><\/strong> \u2013 FINRA plans more transparent, efficient, and risk-based examinations<\/li>\n\n\n\n<li><a href=\"https:\/\/www.nttdata.com\/global\/en\/insights\/reports\/2026-global-ai-report-banking-financial-services?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=429893636&amp;_hsenc=p2ANqtz-8IZ5PoBAz8XYrSfGL-BGCXGdEuBDBub7DE5vNEqpWki41y3L8YkdA3Hkm5ENDhS6_Z8ISIEZ2Jg4kyF_m4qNV7KKAtZQ\" target=\"_blank\" rel=\"noopener\" title=\"\"><strong>AI Workforce Transformation<\/strong> <\/a>\u2013 Leading firms are pairing AI investments with governance and talent strategy<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.fdic.gov\/news\/financial-institution-letters\/2026\/genius-act-proposed-reporting-forms-and-instructions-fdic?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=429893636&amp;_hsenc=p2ANqtz-8IZ5PoBAz8XYrSfGL-BGCXGdEuBDBub7DE5vNEqpWki41y3L8YkdA3Hkm5ENDhS6_Z8ISIEZ2Jg4kyF_m4qNV7KKAtZQ\" target=\"_blank\" rel=\"noopener\" title=\"\">GENIUS Act Implementation<\/a><\/strong> \u2013 FDIC begins rolling out reporting requirements for stablecoin issuers<\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.govinfo.gov\/content\/pkg\/FR-2026-07-21\/pdf\/2026-14710.pdf?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=429893636&amp;_hsenc=p2ANqtz-8IZ5PoBAz8XYrSfGL-BGCXGdEuBDBub7DE5vNEqpWki41y3L8YkdA3Hkm5ENDhS6_Z8ISIEZ2Jg4kyF_m4qNV7KKAtZQ\" target=\"_blank\" rel=\"noopener\" title=\"\"><strong>CFTC Reporting Relief<\/strong> <\/a>\u2013 Large trader reporting requirements for certain commodity swaps are being eliminated<\/li>\n\n\n\n<li><strong><a href=\"https:\/\/www.esma.europa.eu\/document\/statement-t1-preparations-key-deadlines-and-action-points?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=429893636&amp;_hsenc=p2ANqtz-8IZ5PoBAz8XYrSfGL-BGCXGdEuBDBub7DE5vNEqpWki41y3L8YkdA3Hkm5ENDhS6_Z8ISIEZ2Jg4kyF_m4qNV7KKAtZQ\" target=\"_blank\" rel=\"noopener\" title=\"\">ESMA T+1 Readiness<\/a><\/strong> \u2013 European firms are urged to accelerate preparations for T+1 settlement<\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">Read the full update from <a href=\"http:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noopener\" title=\"\">FiSolve<\/a> <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-july-24-2026?ecid=ACsprvs9koZQMrAi6niO6zYB9IkmM-AJIe4gLeJnMib4AvlzZHROXJg44YE1h2GfPRwSNQ1guISu&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9XieM2J6v_ReFEKD7PecKGWum9CJr56XF_BikckVqB4S9G85Nw25qX2jcVEggOUX_OuVvb7Dkl56xtvJXOo0J-A6UEUQ&amp;_hsmi=429893636&amp;utm_content=429893636&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">here.<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>From regulatory modernization and market structure developments to AI transformation and digital asset oversight, this week\u2019s headlines reflect the continued evolution of the financial services industry. Read the full update from FiSolve here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"footnotes":""},"categories":[23,25,21],"tags":[],"class_list":["post-1610","post","type-post","status-publish","format-standard","hentry","category-compliance","category-international","category-regulatory"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 5.0.0.1 - aioseo.com -->\n\t<meta name=\"description\" content=\"From regulatory modernization and market structure developments to AI transformation and digital asset oversight, this week\u2019s headlines reflect the continued evolution of the financial services industry. 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