{"id":1588,"date":"2026-06-05T12:37:00","date_gmt":"2026-06-05T12:37:00","guid":{"rendered":"https:\/\/bdia.pli.edu\/?p=1588"},"modified":"2026-06-09T12:50:12","modified_gmt":"2026-06-09T12:50:12","slug":"updates-on-sec-finra-cftc-and-more-from-fisolve-7","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2026\/06\/05\/updates-on-sec-finra-cftc-and-more-from-fisolve-7\/","title":{"rendered":"Updates on SEC, FINRA, CFTC and more from FiSolve"},"content":{"rendered":"\n<p>This week\u2019s developments highlighted a market landscape defined by regulatory recalibration, structural change, and the growing influence of artificial intelligence. <\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.sec.gov\/files\/draft-strategic-plan-fy26-fy30.pdf?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9JmMu28qcNFhttS4Ff774POjMOJ28C95JsrKRR370jcC-c-N87xj7OgTg6YICJ5mGdButW\" target=\"_blank\" rel=\"noopener\" title=\"\">The SEC published a draft strategic plan focused on investor protection, market efficiency, and capital formation<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.finra.org\/media-center\/blog\/four-insights-from-finras-2026-industry-snapshot?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9JmMu28qcNFhttS4Ff774POjMOJ28C95JsrKRR370jcC-c-N87xj7OgTg6YICJ5mGdButW\" target=\"_blank\" rel=\"noopener\" title=\"\">FINRA\u2019s latest industry snapshot pointed to continued consolidation and record trading activity <\/a><\/li>\n\n\n\n<li>Regulators also signaled meaningful policy shifts, with the <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-june-5-2026\" target=\"_blank\" rel=\"noopener\" title=\"\">CFTC rescinding its no-deny settlement policy<\/a> and <a href=\"https:\/\/www.sec.gov\/newsroom\/speeches-statements\/selway-remarks-global-exchange-fintech-conference-060426?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9JmMu28qcNFhttS4Ff774POjMOJ28C95JsrKRR370jcC-c-N87xj7OgTg6YICJ5mGdButW\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC officials emphasizing closer SEC-CFTC harmonization on market structure <\/a><\/li>\n\n\n\n<li>AI remained central to both policy and business strategy, from a <a href=\"https:\/\/www.whitehouse.gov\/presidential-actions\/2026\/06\/promoting-advanced-artificial-intelligence-innovation-and-security\/?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9JmMu28qcNFhttS4Ff774POjMOJ28C95JsrKRR370jcC-c-N87xj7OgTg6YICJ5mGdButW\" target=\"_blank\" rel=\"noopener\" title=\"\">new executive order on AI innovation and security<\/a> to reports showing <a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.workday.com\/content\/dam\/web\/en-us\/documents\/reports\/human-connection-workplace-index.pdf?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9JmMu28qcNFhttS4Ff774POjMOJ28C95JsrKRR370jcC-c-N87xj7OgTg6YICJ5mGdButW\" target=\"_blank\" rel=\"noopener\" title=\"\">AI\u2019s expanding role in the workplace and investment management<\/a><\/li>\n<\/ul>\n\n\n\n<p>Read the full update from <a href=\"http:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noopener\" title=\"\">FiSolve<\/a> <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-june-5-2026\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>This week\u2019s developments highlighted a market landscape defined by regulatory recalibration, structural change, and the growing influence of artificial intelligence. Read the full update from FiSolve here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21],"tags":[],"class_list":["post-1588","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1588","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1588"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1588\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1588"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1588"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1588"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}