{"id":1573,"date":"2026-03-24T09:28:00","date_gmt":"2026-03-24T09:28:00","guid":{"rendered":"https:\/\/bdia.pli.edu\/?p=1573"},"modified":"2026-03-27T11:53:24","modified_gmt":"2026-03-27T11:53:24","slug":"updates-on-sec-cftc-finra-fca-and-more-from-fisolve","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2026\/03\/24\/updates-on-sec-cftc-finra-fca-and-more-from-fisolve\/","title":{"rendered":"Updates on SEC, CFTC, FINRA, FCA and more from FiSolve"},"content":{"rendered":"\n<p><a href=\"http:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">FiSolve<\/a>&#8216;s March 20th weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.sec.gov\/files\/rules\/interp\/2026\/33-11412.pdf?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9bUnC5XCrEENwxbyUIIxBdJqc_TQbkHdD9Y75AzNjX0BOEdHI8cBGQFYmdCmV2N6G0zbA6\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC and CFTC Clarify Federal Securities Laws\u2019 Application to Crypto Assets<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.finra.org\/rules-guidance\/guidance\/cybersecurity-alert-heightened-threats-iranian-cyber-actors?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9bUnC5XCrEENwxbyUIIxBdJqc_TQbkHdD9Y75AzNjX0BOEdHI8cBGQFYmdCmV2N6G0zbA6\" target=\"_blank\" rel=\"noopener\" title=\"\">FINRA Issues Cybersecurity Alert \u2013 Heightened Threats from Iranian Cyber Actors<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-27-sec-announces-enforcement-division-director-judge-margaret-ryan-has-resigned-agency?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9bUnC5XCrEENwxbyUIIxBdJqc_TQbkHdD9Y75AzNjX0BOEdHI8cBGQFYmdCmV2N6G0zbA6\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Enforcement Director Resigns<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.govinfo.gov\/content\/pkg\/FR-2026-03-16\/pdf\/2026-05105.pdf?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9bUnC5XCrEENwxbyUIIxBdJqc_TQbkHdD9Y75AzNjX0BOEdHI8cBGQFYmdCmV2N6G0zbA6\" target=\"_blank\" rel=\"noopener\" title=\"\">CFTC Issues Staff Advisory and Advanced Notice of Proposed Regulations on Prediction Markets<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/dfpi.ca.gov\/regulated-industries\/vcc-reporting-program\/?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9bUnC5XCrEENwxbyUIIxBdJqc_TQbkHdD9Y75AzNjX0BOEdHI8cBGQFYmdCmV2N6G0zbA6\" target=\"_blank\" rel=\"noopener\" title=\"\">Implementation of California\u2019s Diversity Reporting Law Is Suspended<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.sec.gov\/files\/rules\/proposed\/2026\/34-105004.pdf?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9bUnC5XCrEENwxbyUIIxBdJqc_TQbkHdD9Y75AzNjX0BOEdHI8cBGQFYmdCmV2N6G0zbA6\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Proposes Amendments to Exchange Act Rule 15c2-11<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.fca.org.uk\/publications\/policy-statements\/ps26-2-operational-incident-third-party-reporting?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9bUnC5XCrEENwxbyUIIxBdJqc_TQbkHdD9Y75AzNjX0BOEdHI8cBGQFYmdCmV2N6G0zbA6\" target=\"_blank\" rel=\"noopener\" title=\"\">FCA Confirms New Incident and Third-Party Rules to Bolster Resilience<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.fsa.go.jp\/en\/news\/2026\/20260303\/aidp.html?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9bUnC5XCrEENwxbyUIIxBdJqc_TQbkHdD9Y75AzNjX0BOEdHI8cBGQFYmdCmV2N6G0zbA6\" target=\"_blank\" rel=\"noopener\" title=\"\">Japan\u2019s Financial Services Agency Updates Discussion Points for Promoting the Sound Utilization of AI in the Financial Sector<\/a><\/li>\n<\/ul>\n\n\n\n<p>Read the full update <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-march-20-2026\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s March 20th weekly financial and regulatory news updates: Read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,25,21,22],"tags":[],"class_list":["post-1573","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-international","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1573","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1573"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1573\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1573"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1573"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1573"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}