{"id":1566,"date":"2026-02-14T11:21:00","date_gmt":"2026-02-14T11:21:00","guid":{"rendered":"https:\/\/bdia.pli.edu\/?p=1566"},"modified":"2026-02-17T17:28:37","modified_gmt":"2026-02-17T17:28:37","slug":"updates-on-sec-finra-cftc-and-more-from-fisolve-4","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2026\/02\/14\/updates-on-sec-finra-cftc-and-more-from-fisolve-4\/","title":{"rendered":"Updates on SEC, FINRA, CFTC and more from FiSolve"},"content":{"rendered":"\n<p><a href=\"http:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">FiSolve<\/a>&#8216;s February 13th weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/speeches-statements\/atkins-testimony-hfsc-021126?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=403442017&amp;_hsenc=p2ANqtz-8dneAGLYKCqK33HcyP0WAJLrLSu2nYbzlV5wFNoT-4yXBhQQjgt74-3os78GnpPbR2oWQX5zlfrHxTkp4yDm5i4D5bVA\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Chairman Testifies Before the U.S. House Financial Services Committee<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/speeches-statements\/margaret-ryan-02-11-26-remarks-los-angeles-county-bar-association?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=403442017&amp;_hsenc=p2ANqtz-8dneAGLYKCqK33HcyP0WAJLrLSu2nYbzlV5wFNoT-4yXBhQQjgt74-3os78GnpPbR2oWQX5zlfrHxTkp4yDm5i4D5bVA\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Enforcement Director Outlines Division\u2019s Priorities<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.finra.org\/sites\/default\/files\/fda_documents\/2024081939101%20Carly%20C.%20Zelner%20CRD%207390773%20AWC%20ks.pdf?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=403442017&amp;_hsenc=p2ANqtz-8dneAGLYKCqK33HcyP0WAJLrLSu2nYbzlV5wFNoT-4yXBhQQjgt74-3os78GnpPbR2oWQX5zlfrHxTkp4yDm5i4D5bVA\" target=\"_blank\" rel=\"noopener\" title=\"\">FINRA Suspends Representative for 9 Months, Citing Expense Policy Violations<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/file:\/\/\/C:\/Users\/gohanlon\/Downloads\/26-05.pdf\" target=\"_blank\" rel=\"noopener\" title=\"\">CFTC Staff Reissues Letter 25-40 Updating Payment Stablecoin Definition<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.fca.org.uk\/news\/press-releases\/fca-action-against-htx-illegal-financial-promotions?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=403442017&amp;_hsenc=p2ANqtz-8dneAGLYKCqK33HcyP0WAJLrLSu2nYbzlV5wFNoT-4yXBhQQjgt74-3os78GnpPbR2oWQX5zlfrHxTkp4yDm5i4D5bVA\" target=\"_blank\" rel=\"noopener\" title=\"\">FCA Brings Criminal Action to Stop Global Crypto Firm for Illegally Promoting Crypto Asset Services to UK Consumers<\/a><\/li>\n<\/ul>\n\n\n\n<p>Read the full update <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-february-13-2026?ecid=ACsprvuNmIJNSZ7Arl5_E_pK5tdZZtT5J236P2fAWKTZpO-F5QNwHRt0DlQmMUmpt2m0W5WssH7a&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9fsoKpVZExUtqGu3li0HdZaTHOy0sZ_ScyBQJm6meDbsEqPf_P-dFobD3H1zz7h45naALfwOfmww7yQuZd2iil0UyUgQ&amp;_hsmi=403442017&amp;utm_content=403442017&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s February 13th weekly financial and regulatory news updates: Read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,25,21,22],"tags":[],"class_list":["post-1566","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-international","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1566","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1566"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1566\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1566"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1566"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1566"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}