{"id":1565,"date":"2026-02-06T13:12:00","date_gmt":"2026-02-06T13:12:00","guid":{"rendered":"https:\/\/bdia.pli.edu\/?p=1565"},"modified":"2026-02-17T17:20:38","modified_gmt":"2026-02-17T17:20:38","slug":"updates-on-ftc-sec-finra-and-more-from-fisolve","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2026\/02\/06\/updates-on-ftc-sec-finra-and-more-from-fisolve\/","title":{"rendered":"Updates on FTC, SEC, FINRA, and more from FiSolve"},"content":{"rendered":"\n<p><a href=\"http:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">FiSolve<\/a>&#8216;s February 6th weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.ftc.gov\/system\/files\/ftc_gov\/pdf\/2026-01-29-warning-letter-diversity-lab.pdf?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=402379549&amp;_hsenc=p2ANqtz--Ant5xnZpYwiEva-ac2W6-uC6ofykIfVU-xdnHf3zacMif6poyouOH7JAMTEXP4pIej5UGAhk9zWI7OPji1r9D9FEjcQ\" target=\"_blank\" rel=\"noopener\" title=\"\">Federal Trade Commission Chairman Andrew N. Ferguson Issues Warning Letters to Law Firms on Anticompetitive DEI Hiring<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/speeches-statements\/daly-020326-artificial-intelligence-future-investment-management?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=402379549&amp;_hsenc=p2ANqtz--Ant5xnZpYwiEva-ac2W6-uC6ofykIfVU-xdnHf3zacMif6poyouOH7JAMTEXP4pIej5UGAhk9zWI7OPji1r9D9FEjcQ\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Division of IM Director Discusses Modernizing Investment Management in the Age of Artificial Intelligence, Invites Industry Collaboration<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.finra.org\/sites\/default\/files\/fda_documents\/2020065592401%20Velocity%20Capital%2C%20LLC%20CRD%20171810%20AWC%20ks.pdf?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=402379549&amp;_hsenc=p2ANqtz--Ant5xnZpYwiEva-ac2W6-uC6ofykIfVU-xdnHf3zacMif6poyouOH7JAMTEXP4pIej5UGAhk9zWI7OPji1r9D9FEjcQ\" target=\"_blank\" rel=\"noopener\" title=\"\">FINRA Fines Firm for Outside Business Activities Violations<\/a><\/li>\n<\/ul>\n\n\n\n<p>Read the full update <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-february-6-2027?ecid=ACsprvvhxdjhU84088JApRJA3BlkKb2z_3ZCNxC-Ysw40QBqyFQw4BEKM5DgKQYLRFCbM7bxSb4G&amp;utm_medium=email&amp;_hsenc=p2ANqtz--jVHeYFEkSPCbolaX4tDOpGurxmTO0rrifP8Jxi3hrdYiPbLXOFqat4o7UOuSmTCyCS6KlQrtdh4Bnu1Qrycr4ZHvKDw&amp;_hsmi=402379549&amp;utm_content=402379549&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s February 6th weekly financial and regulatory news updates: Read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21],"tags":[],"class_list":["post-1565","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1565","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1565"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1565\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1565"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1565"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1565"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}