{"id":1563,"date":"2026-01-30T18:07:00","date_gmt":"2026-01-30T18:07:00","guid":{"rendered":"https:\/\/bdia.pli.edu\/?p=1563"},"modified":"2026-02-17T17:05:12","modified_gmt":"2026-02-17T17:05:12","slug":"updates-on-sec-finra-cftc-and-more-from-fisolve-3","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/","title":{"rendered":"Updates on SEC, FINRA, CFTC and more from FiSolve"},"content":{"rendered":"\n<p class=\"wp-block-paragraph\"><a href=\"http:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">FiSolve<\/a>&#8216;s January 30th weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-6-keith-e-cassidy-named-director-division-examinations?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=401167937&amp;_hsenc=p2ANqtz-8OdCt3yEyrDIWg_Cr8YlECQEShXeyIn0hf8Qh-tHabmYTibfUU2bAdU9s7MNS69Kgjf3rESIZXt6IkKfxq4wgr2ewwPA\" target=\"_blank\" rel=\"noopener\" title=\"\">Keith E. Cassidy Named Director of the Division of Examinations<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.finra.org\/media-center\/blog\/observations-on-ai-agents?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=401167937&amp;_hsenc=p2ANqtz-8OdCt3yEyrDIWg_Cr8YlECQEShXeyIn0hf8Qh-tHabmYTibfUU2bAdU9s7MNS69Kgjf3rESIZXt6IkKfxq4wgr2ewwPA\" target=\"_blank\" rel=\"noopener\" title=\"\">FINRA Posts Observations on Artificial Intelligence Agents\u00a0<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.deloitte.com\/content\/dam\/assets-shared\/docs\/about\/2025\/finance-trends.pdf?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=401167937&amp;_hsenc=p2ANqtz-8OdCt3yEyrDIWg_Cr8YlECQEShXeyIn0hf8Qh-tHabmYTibfUU2bAdU9s7MNS69Kgjf3rESIZXt6IkKfxq4wgr2ewwPA\" target=\"_blank\" rel=\"noopener\" title=\"\">Deloitte Publishes Study on Finance Trends<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/speeches-statements\/corp-fin-statement-tokenized-securities-012826-statement-tokenized-securities?_hsenc=p2ANqtz-8OdCt3yEyrDIWg_Cr8YlECQEShXeyIn0hf8Qh-tHabmYTibfUU2bAdU9s7MNS69Kgjf3rESIZXt6IkKfxq4wgr2ewwPA\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Divisions Publish Statement on Tokenized Securities<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/file:\/\/\/C:\/Users\/gohanlon\/Downloads\/26-02.pdf\" target=\"_blank\" rel=\"noopener\" title=\"\">CFTC Staff Issues No-Action Letter, Announces Implementation Updates to 2024 Large Trader Reporting Rule<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/pitchbook.com\/news\/reports\/q1-2026-pitchbook-analyst-note-2026-ipo-outlook-for-us-vc?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=401167937&amp;_hsenc=p2ANqtz-8OdCt3yEyrDIWg_Cr8YlECQEShXeyIn0hf8Qh-tHabmYTibfUU2bAdU9s7MNS69Kgjf3rESIZXt6IkKfxq4wgr2ewwPA\" target=\"_blank\" rel=\"noopener\" title=\"\">PitchBook Opines on 2026 IPO Outlook for US VC<\/a><\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">and more, read the full update <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-january-16-2026?ecid=ACsprvvHnYvMnHOmBel3q8DMALIH04R_AkirSRfo15Ga5g7kNWY6oU-n_97XXF2sOcrEcEVwMsdx&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9pI5a4Xjig1K1wo1JwLkK3Szf4AfcQtX9Uw5t3LMCBYnpkK-CTH5_GUjOzMpJ9_yyizCWdmbRF2Sksg-x7_5UcUreAUw&amp;_hsmi=398836519&amp;utm_content=398836519&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s January 30th weekly financial and regulatory news updates: and more, read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[1],"tags":[],"class_list":["post-1563","post","type-post","status-publish","format-standard","hentry","category-uncategorized"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.9 - aioseo.com -->\n\t<meta name=\"description\" content=\"FiSolve&#039;s January 30th weekly financial and regulatory news updates: Keith E. Cassidy Named Director of the Division of Examinations FINRA Posts Observations on Artificial Intelligence Agents Deloitte Publishes Study on Finance Trends SEC Divisions Publish Statement on Tokenized Securities CFTC Staff Issues No-Action Letter, Announces Implementation Updates to 2024 Large Trader Reporting Rule PitchBook Opines\" \/>\n\t<meta name=\"robots\" content=\"max-image-preview:large\" \/>\n\t<meta name=\"author\" content=\"Clifford E. Kirsch, Editor\"\/>\n\t<link rel=\"canonical\" href=\"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/\" \/>\n\t<meta name=\"generator\" content=\"All in One SEO (AIOSEO) 4.9.9\" \/>\n\t\t<meta property=\"og:locale\" content=\"en_US\" \/>\n\t\t<meta property=\"og:site_name\" content=\"Legal Perspectives on Current Regulatory Developments for BDs and IAs |\" \/>\n\t\t<meta property=\"og:type\" content=\"article\" \/>\n\t\t<meta property=\"og:title\" content=\"Updates on SEC, FINRA, CFTC and more from FiSolve | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta property=\"og:description\" content=\"FiSolve&#039;s January 30th weekly financial and regulatory news updates: Keith E. Cassidy Named Director of the Division of Examinations FINRA Posts Observations on Artificial Intelligence Agents Deloitte Publishes Study on Finance Trends SEC Divisions Publish Statement on Tokenized Securities CFTC Staff Issues No-Action Letter, Announces Implementation Updates to 2024 Large Trader Reporting Rule PitchBook Opines\" \/>\n\t\t<meta property=\"og:url\" content=\"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/\" \/>\n\t\t<meta property=\"article:published_time\" content=\"2026-01-30T18:07:00+00:00\" \/>\n\t\t<meta property=\"article:modified_time\" content=\"2026-02-17T17:05:12+00:00\" \/>\n\t\t<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n\t\t<meta name=\"twitter:title\" content=\"Updates on SEC, FINRA, CFTC and more from FiSolve | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta name=\"twitter:description\" content=\"FiSolve&#039;s January 30th weekly financial and regulatory news updates: Keith E. Cassidy Named Director of the Division of Examinations FINRA Posts Observations on Artificial Intelligence Agents Deloitte Publishes Study on Finance Trends SEC Divisions Publish Statement on Tokenized Securities CFTC Staff Issues No-Action Letter, Announces Implementation Updates to 2024 Large Trader Reporting Rule PitchBook Opines\" \/>\n\t\t<script type=\"application\/ld+json\" class=\"aioseo-schema\">\n\t\t\t{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2026\\\/01\\\/30\\\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\\\/#article\",\"name\":\"Updates on SEC, FINRA, CFTC and more from FiSolve | Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"headline\":\"Updates on SEC, FINRA, CFTC and more from FiSolve\",\"author\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/mshah\\\/#author\"},\"publisher\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\"},\"datePublished\":\"2026-01-30T18:07:00+00:00\",\"dateModified\":\"2026-02-17T17:05:12+00:00\",\"inLanguage\":\"en-US\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2026\\\/01\\\/30\\\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\\\/#webpage\"},\"isPartOf\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2026\\\/01\\\/30\\\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\\\/#webpage\"},\"articleSection\":\"Uncategorized\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2026\\\/01\\\/30\\\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\\\/#breadcrumblist\",\"itemListElement\":[{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu#listItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/bdia.pli.edu\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/uncategorized\\\/#listItem\",\"name\":\"Uncategorized\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/uncategorized\\\/#listItem\",\"position\":2,\"name\":\"Uncategorized\",\"item\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/uncategorized\\\/\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2026\\\/01\\\/30\\\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\\\/#listItem\",\"name\":\"Updates on SEC, FINRA, CFTC and more from FiSolve\"},\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu#listItem\",\"name\":\"Home\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2026\\\/01\\\/30\\\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\\\/#listItem\",\"position\":3,\"name\":\"Updates on SEC, FINRA, CFTC and more from FiSolve\",\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/uncategorized\\\/#listItem\",\"name\":\"Uncategorized\"}}]},{\"@type\":\"Organization\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\",\"name\":\"Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/\"},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/mshah\\\/#author\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/mshah\\\/\",\"name\":\"Clifford E. Kirsch, Editor\",\"image\":{\"@type\":\"ImageObject\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2026\\\/01\\\/30\\\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\\\/#authorImage\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/d5c5c98ac1850fefdd198bc19bd5322f72559e8115a14058a24623c6afe0eb9c?s=96&d=mm&r=g\",\"width\":96,\"height\":96,\"caption\":\"Clifford E. Kirsch, Editor\"}},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2026\\\/01\\\/30\\\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\\\/#webpage\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2026\\\/01\\\/30\\\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\\\/\",\"name\":\"Updates on SEC, FINRA, CFTC and more from FiSolve | Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"description\":\"FiSolve's January 30th weekly financial and regulatory news updates: Keith E. Cassidy Named Director of the Division of Examinations FINRA Posts Observations on Artificial Intelligence Agents Deloitte Publishes Study on Finance Trends SEC Divisions Publish Statement on Tokenized Securities CFTC Staff Issues No-Action Letter, Announces Implementation Updates to 2024 Large Trader Reporting Rule PitchBook Opines\",\"inLanguage\":\"en-US\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#website\"},\"breadcrumb\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2026\\\/01\\\/30\\\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\\\/#breadcrumblist\"},\"author\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/mshah\\\/#author\"},\"creator\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/mshah\\\/#author\"},\"datePublished\":\"2026-01-30T18:07:00+00:00\",\"dateModified\":\"2026-02-17T17:05:12+00:00\"},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#website\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/\",\"name\":\"Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"inLanguage\":\"en-US\",\"publisher\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\"}}]}\n\t\t<\/script>\n\t\t<!-- All in One SEO -->\n\n","aioseo_head_json":{"title":"Updates on SEC, FINRA, CFTC and more from FiSolve | Legal Perspectives on Current Regulatory Developments for BDs and IAs","description":"FiSolve's January 30th weekly financial and regulatory news updates: Keith E. Cassidy Named Director of the Division of Examinations FINRA Posts Observations on Artificial Intelligence Agents Deloitte Publishes Study on Finance Trends SEC Divisions Publish Statement on Tokenized Securities CFTC Staff Issues No-Action Letter, Announces Implementation Updates to 2024 Large Trader Reporting Rule PitchBook Opines","canonical_url":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/","robots":"max-image-preview:large","keywords":"","webmasterTools":{"miscellaneous":""},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/#article","name":"Updates on SEC, FINRA, CFTC and more from FiSolve | Legal Perspectives on Current Regulatory Developments for BDs and IAs","headline":"Updates on SEC, FINRA, CFTC and more from FiSolve","author":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/mshah\/#author"},"publisher":{"@id":"https:\/\/bdia.pli.edu\/#organization"},"datePublished":"2026-01-30T18:07:00+00:00","dateModified":"2026-02-17T17:05:12+00:00","inLanguage":"en-US","mainEntityOfPage":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/#webpage"},"isPartOf":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/#webpage"},"articleSection":"Uncategorized"},{"@type":"BreadcrumbList","@id":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/#breadcrumblist","itemListElement":[{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu#listItem","position":1,"name":"Home","item":"https:\/\/bdia.pli.edu","nextItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/uncategorized\/#listItem","name":"Uncategorized"}},{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/uncategorized\/#listItem","position":2,"name":"Uncategorized","item":"https:\/\/bdia.pli.edu\/index.php\/category\/uncategorized\/","nextItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/#listItem","name":"Updates on SEC, FINRA, CFTC and more from FiSolve"},"previousItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu#listItem","name":"Home"}},{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/#listItem","position":3,"name":"Updates on SEC, FINRA, CFTC and more from FiSolve","previousItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/uncategorized\/#listItem","name":"Uncategorized"}}]},{"@type":"Organization","@id":"https:\/\/bdia.pli.edu\/#organization","name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs","url":"https:\/\/bdia.pli.edu\/"},{"@type":"Person","@id":"https:\/\/bdia.pli.edu\/index.php\/author\/mshah\/#author","url":"https:\/\/bdia.pli.edu\/index.php\/author\/mshah\/","name":"Clifford E. Kirsch, Editor","image":{"@type":"ImageObject","@id":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/#authorImage","url":"https:\/\/secure.gravatar.com\/avatar\/d5c5c98ac1850fefdd198bc19bd5322f72559e8115a14058a24623c6afe0eb9c?s=96&d=mm&r=g","width":96,"height":96,"caption":"Clifford E. Kirsch, Editor"}},{"@type":"WebPage","@id":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/#webpage","url":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/","name":"Updates on SEC, FINRA, CFTC and more from FiSolve | Legal Perspectives on Current Regulatory Developments for BDs and IAs","description":"FiSolve's January 30th weekly financial and regulatory news updates: Keith E. Cassidy Named Director of the Division of Examinations FINRA Posts Observations on Artificial Intelligence Agents Deloitte Publishes Study on Finance Trends SEC Divisions Publish Statement on Tokenized Securities CFTC Staff Issues No-Action Letter, Announces Implementation Updates to 2024 Large Trader Reporting Rule PitchBook Opines","inLanguage":"en-US","isPartOf":{"@id":"https:\/\/bdia.pli.edu\/#website"},"breadcrumb":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/#breadcrumblist"},"author":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/mshah\/#author"},"creator":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/mshah\/#author"},"datePublished":"2026-01-30T18:07:00+00:00","dateModified":"2026-02-17T17:05:12+00:00"},{"@type":"WebSite","@id":"https:\/\/bdia.pli.edu\/#website","url":"https:\/\/bdia.pli.edu\/","name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs","inLanguage":"en-US","publisher":{"@id":"https:\/\/bdia.pli.edu\/#organization"}}]},"og:locale":"en_US","og:site_name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs |","og:type":"article","og:title":"Updates on SEC, FINRA, CFTC and more from FiSolve | Legal Perspectives on Current Regulatory Developments for BDs and IAs","og:description":"FiSolve's January 30th weekly financial and regulatory news updates: Keith E. Cassidy Named Director of the Division of Examinations FINRA Posts Observations on Artificial Intelligence Agents Deloitte Publishes Study on Finance Trends SEC Divisions Publish Statement on Tokenized Securities CFTC Staff Issues No-Action Letter, Announces Implementation Updates to 2024 Large Trader Reporting Rule PitchBook Opines","og:url":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/","article:published_time":"2026-01-30T18:07:00+00:00","article:modified_time":"2026-02-17T17:05:12+00:00","twitter:card":"summary_large_image","twitter:title":"Updates on SEC, FINRA, CFTC and more from FiSolve | Legal Perspectives on Current Regulatory Developments for BDs and IAs","twitter:description":"FiSolve's January 30th weekly financial and regulatory news updates: Keith E. Cassidy Named Director of the Division of Examinations FINRA Posts Observations on Artificial Intelligence Agents Deloitte Publishes Study on Finance Trends SEC Divisions Publish Statement on Tokenized Securities CFTC Staff Issues No-Action Letter, Announces Implementation Updates to 2024 Large Trader Reporting Rule PitchBook Opines"},"aioseo_meta_data":{"post_id":"1563","title":null,"description":null,"keywords":null,"keyphrases":{"focus":{"keyphrase":"","score":0,"analysis":{"keyphraseInTitle":{"score":0,"maxScore":9,"error":1}}},"additional":[]},"primary_term":null,"canonical_url":null,"og_title":null,"og_description":null,"og_object_type":"default","og_image_type":"default","og_image_url":null,"og_image_width":null,"og_image_height":null,"og_image_custom_url":null,"og_image_custom_fields":null,"og_video":"","og_custom_url":null,"og_article_section":null,"og_article_tags":null,"twitter_use_og":false,"twitter_card":"default","twitter_image_type":"default","twitter_image_url":null,"twitter_image_custom_url":null,"twitter_image_custom_fields":null,"twitter_title":null,"twitter_description":null,"schema":{"blockGraphs":[],"customGraphs":[],"default":{"data":{"Article":[],"Course":[],"Dataset":[],"FAQPage":[],"Movie":[],"Person":[],"Product":[],"ProductReview":[],"Car":[],"Recipe":[],"Service":[],"SoftwareApplication":[],"WebPage":[]},"graphName":"Article","isEnabled":true},"graphs":[]},"schema_type":"default","schema_type_options":null,"pillar_content":false,"robots_default":true,"robots_noindex":false,"robots_noarchive":false,"robots_nosnippet":false,"robots_nofollow":false,"robots_noimageindex":false,"robots_noodp":false,"robots_notranslate":false,"robots_max_snippet":"-1","robots_max_videopreview":"-1","robots_max_imagepreview":"large","priority":null,"frequency":"default","local_seo":null,"breadcrumb_settings":null,"limit_modified_date":false,"ai":{"faqs":[],"keyPoints":[],"titles":[],"descriptions":[],"socialPosts":{"email":[],"linkedin":[],"twitter":[],"facebook":[],"instagram":[]}},"created":"2026-02-17 16:57:05","updated":"2026-02-17 17:17:58","seo_analyzer_scan_date":null},"aioseo_breadcrumb":"<div class=\"aioseo-breadcrumbs\"><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/bdia.pli.edu\" title=\"Home\">Home<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/bdia.pli.edu\/index.php\/category\/uncategorized\/\" title=\"Uncategorized\">Uncategorized<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\tUpdates on SEC, FINRA, CFTC and more from FiSolve\n\t\t<\/span><\/div>","aioseo_breadcrumb_json":[{"label":"Home","link":"https:\/\/bdia.pli.edu"},{"label":"Uncategorized","link":"https:\/\/bdia.pli.edu\/index.php\/category\/uncategorized\/"},{"label":"Updates on SEC, FINRA, CFTC and more from FiSolve","link":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/"}],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1563","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1563"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1563\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1563"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1563"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1563"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}