{"id":1563,"date":"2026-01-30T18:07:00","date_gmt":"2026-01-30T18:07:00","guid":{"rendered":"https:\/\/bdia.pli.edu\/?p=1563"},"modified":"2026-02-17T17:05:12","modified_gmt":"2026-02-17T17:05:12","slug":"updates-on-sec-finra-cftc-and-more-from-fisolve-3","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/30\/updates-on-sec-finra-cftc-and-more-from-fisolve-3\/","title":{"rendered":"Updates on SEC, FINRA, CFTC and more from FiSolve"},"content":{"rendered":"\n<p><a href=\"http:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">FiSolve<\/a>&#8216;s January 30th weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/press-releases\/2026-6-keith-e-cassidy-named-director-division-examinations?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=401167937&amp;_hsenc=p2ANqtz-8OdCt3yEyrDIWg_Cr8YlECQEShXeyIn0hf8Qh-tHabmYTibfUU2bAdU9s7MNS69Kgjf3rESIZXt6IkKfxq4wgr2ewwPA\" target=\"_blank\" rel=\"noopener\" title=\"\">Keith E. Cassidy Named Director of the Division of Examinations<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.finra.org\/media-center\/blog\/observations-on-ai-agents?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=401167937&amp;_hsenc=p2ANqtz-8OdCt3yEyrDIWg_Cr8YlECQEShXeyIn0hf8Qh-tHabmYTibfUU2bAdU9s7MNS69Kgjf3rESIZXt6IkKfxq4wgr2ewwPA\" target=\"_blank\" rel=\"noopener\" title=\"\">FINRA Posts Observations on Artificial Intelligence Agents\u00a0<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.deloitte.com\/content\/dam\/assets-shared\/docs\/about\/2025\/finance-trends.pdf?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=401167937&amp;_hsenc=p2ANqtz-8OdCt3yEyrDIWg_Cr8YlECQEShXeyIn0hf8Qh-tHabmYTibfUU2bAdU9s7MNS69Kgjf3rESIZXt6IkKfxq4wgr2ewwPA\" target=\"_blank\" rel=\"noopener\" title=\"\">Deloitte Publishes Study on Finance Trends<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/speeches-statements\/corp-fin-statement-tokenized-securities-012826-statement-tokenized-securities?_hsenc=p2ANqtz-8OdCt3yEyrDIWg_Cr8YlECQEShXeyIn0hf8Qh-tHabmYTibfUU2bAdU9s7MNS69Kgjf3rESIZXt6IkKfxq4wgr2ewwPA\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Divisions Publish Statement on Tokenized Securities<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/file:\/\/\/C:\/Users\/gohanlon\/Downloads\/26-02.pdf\" target=\"_blank\" rel=\"noopener\" title=\"\">CFTC Staff Issues No-Action Letter, Announces Implementation Updates to 2024 Large Trader Reporting Rule<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/pitchbook.com\/news\/reports\/q1-2026-pitchbook-analyst-note-2026-ipo-outlook-for-us-vc?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=401167937&amp;_hsenc=p2ANqtz-8OdCt3yEyrDIWg_Cr8YlECQEShXeyIn0hf8Qh-tHabmYTibfUU2bAdU9s7MNS69Kgjf3rESIZXt6IkKfxq4wgr2ewwPA\" target=\"_blank\" rel=\"noopener\" title=\"\">PitchBook Opines on 2026 IPO Outlook for US VC<\/a><\/li>\n<\/ul>\n\n\n\n<p>and more, read the full update <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-january-16-2026?ecid=ACsprvvHnYvMnHOmBel3q8DMALIH04R_AkirSRfo15Ga5g7kNWY6oU-n_97XXF2sOcrEcEVwMsdx&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9pI5a4Xjig1K1wo1JwLkK3Szf4AfcQtX9Uw5t3LMCBYnpkK-CTH5_GUjOzMpJ9_yyizCWdmbRF2Sksg-x7_5UcUreAUw&amp;_hsmi=398836519&amp;utm_content=398836519&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s January 30th weekly financial and regulatory news updates: and more, read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[1],"tags":[],"class_list":["post-1563","post","type-post","status-publish","format-standard","hentry","category-uncategorized"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1563","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1563"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1563\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1563"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1563"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1563"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}