{"id":1561,"date":"2026-01-20T09:30:00","date_gmt":"2026-01-20T09:30:00","guid":{"rendered":"https:\/\/bdia.pli.edu\/?p=1561"},"modified":"2026-02-17T16:47:20","modified_gmt":"2026-02-17T16:47:20","slug":"updates-on-sec-fca-ai-and-more-from-fisolve-2","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/20\/updates-on-sec-fca-ai-and-more-from-fisolve-2\/","title":{"rendered":"Updates on FINRA, SEC, CFTC and more from FiSolve"},"content":{"rendered":"\n<p class=\"wp-block-paragraph\"><a href=\"http:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">FiSolve<\/a>&#8216;s January 16th weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.finra.org\/rules-guidance\/notices\/26-02\" target=\"_blank\" rel=\"noopener\" title=\"\">FINRA Requests Comment on Rule Revisions to Help Member Firms Protect Senior Investors from Financial Exploitation and All Investors from Fraud<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/speeches-statements\/daly-remarks-nycba-proxy-010826\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Director of Investment Management Delivers Speech on Proxy Voting<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.forvismazars.us\/getmedia\/1f023743-569f-4689-9cd8-f09c5a4b3227\/FERF-and-Forvis-Mazars-Financial-Executives-Priorities-2026-Report.pdf\" target=\"_blank\" rel=\"noopener\" title=\"\">Future-Ready Finance Talent: Key Trends from the 2026 Financial Executives Priorities Report<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.cftc.gov\/PressRoom\/PressReleases\/9167-26\" target=\"_blank\" rel=\"noopener\" title=\"\">CFTC Launches Innovation Advisory Committee<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.esma.europa.eu\/sites\/default\/files\/2026-01\/ESMA36-429234738_-165_Thematic_notes_on_sustainability-related_claims-_ESG_strategies.pdf\" target=\"_blank\" rel=\"noopener\" title=\"\">ESMA Promotes Clarity in Communications on ESG Strategies<\/a><\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">Read the full update <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-january-16-2026?ecid=ACsprvvHnYvMnHOmBel3q8DMALIH04R_AkirSRfo15Ga5g7kNWY6oU-n_97XXF2sOcrEcEVwMsdx&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9pI5a4Xjig1K1wo1JwLkK3Szf4AfcQtX9Uw5t3LMCBYnpkK-CTH5_GUjOzMpJ9_yyizCWdmbRF2Sksg-x7_5UcUreAUw&amp;_hsmi=398836519&amp;utm_content=398836519&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s January 16th weekly financial and regulatory news updates: Read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,25,21,22],"tags":[],"class_list":["post-1561","post","type-post","status-publish","format-standard","hentry","category-compliance","category-international","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.9 - aioseo.com -->\n\t<meta name=\"description\" content=\"FiSolve&#039;s January 16th weekly financial and regulatory news updates: FINRA Requests Comment on Rule Revisions to Help Member Firms Protect Senior Investors from Financial Exploitation and All Investors from Fraud SEC Director of Investment Management Delivers Speech on Proxy Voting Future-Ready Finance Talent: Key Trends from the 2026 Financial Executives Priorities Report CFTC Launches Innovation\" \/>\n\t<meta name=\"robots\" content=\"max-image-preview:large\" \/>\n\t<meta name=\"author\" content=\"Clifford E. 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