{"id":1561,"date":"2026-01-20T09:30:00","date_gmt":"2026-01-20T09:30:00","guid":{"rendered":"https:\/\/bdia.pli.edu\/?p=1561"},"modified":"2026-02-17T16:47:20","modified_gmt":"2026-02-17T16:47:20","slug":"updates-on-sec-fca-ai-and-more-from-fisolve-2","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/20\/updates-on-sec-fca-ai-and-more-from-fisolve-2\/","title":{"rendered":"Updates on FINRA, SEC, CFTC and more from FiSolve"},"content":{"rendered":"\n<p><a href=\"http:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">FiSolve<\/a>&#8216;s January 16th weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.finra.org\/rules-guidance\/notices\/26-02\" target=\"_blank\" rel=\"noopener\" title=\"\">FINRA Requests Comment on Rule Revisions to Help Member Firms Protect Senior Investors from Financial Exploitation and All Investors from Fraud<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/speeches-statements\/daly-remarks-nycba-proxy-010826\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Director of Investment Management Delivers Speech on Proxy Voting<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.forvismazars.us\/getmedia\/1f023743-569f-4689-9cd8-f09c5a4b3227\/FERF-and-Forvis-Mazars-Financial-Executives-Priorities-2026-Report.pdf\" target=\"_blank\" rel=\"noopener\" title=\"\">Future-Ready Finance Talent: Key Trends from the 2026 Financial Executives Priorities Report<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.cftc.gov\/PressRoom\/PressReleases\/9167-26\" target=\"_blank\" rel=\"noopener\" title=\"\">CFTC Launches Innovation Advisory Committee<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.esma.europa.eu\/sites\/default\/files\/2026-01\/ESMA36-429234738_-165_Thematic_notes_on_sustainability-related_claims-_ESG_strategies.pdf\" target=\"_blank\" rel=\"noopener\" title=\"\">ESMA Promotes Clarity in Communications on ESG Strategies<\/a><\/li>\n<\/ul>\n\n\n\n<p>Read the full update <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-january-16-2026?ecid=ACsprvvHnYvMnHOmBel3q8DMALIH04R_AkirSRfo15Ga5g7kNWY6oU-n_97XXF2sOcrEcEVwMsdx&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9pI5a4Xjig1K1wo1JwLkK3Szf4AfcQtX9Uw5t3LMCBYnpkK-CTH5_GUjOzMpJ9_yyizCWdmbRF2Sksg-x7_5UcUreAUw&amp;_hsmi=398836519&amp;utm_content=398836519&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s January 16th weekly financial and regulatory news updates: Read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,25,21,22],"tags":[],"class_list":["post-1561","post","type-post","status-publish","format-standard","hentry","category-compliance","category-international","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1561","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1561"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1561\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1561"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1561"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1561"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}