{"id":1557,"date":"2025-12-19T13:58:00","date_gmt":"2025-12-19T13:58:00","guid":{"rendered":"https:\/\/bdia.pli.edu\/?p=1557"},"modified":"2026-01-12T21:08:16","modified_gmt":"2026-01-12T21:08:16","slug":"updates-on-sec-esma-and-more-from-fisolve","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2025\/12\/19\/updates-on-sec-esma-and-more-from-fisolve\/","title":{"rendered":"Updates on SEC, ESMA and more from FiSolve"},"content":{"rendered":"\n<p><a href=\"http:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">FiSolve<\/a>&#8216;s December 19th weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.sec.gov\/files\/exams-riskalert-mrkt-rule-2512-508.pdf?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz--r09Tb0t00Ag3eaYjL1WTiClquGrLpMLD75HpfRGtgqsR-sEcWxpCO84tdEL3py-kJS0dB\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Division of Examinations Issues Marketing Rule Risk Alert\u00a0<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/financialservices.house.gov\/uploadedfiles\/2025-12-01_-_sbs_-_cap_formation_final.pdf?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz--r09Tb0t00Ag3eaYjL1WTiClquGrLpMLD75HpfRGtgqsR-sEcWxpCO84tdEL3py-kJS0dB\" target=\"_blank\" rel=\"noopener\" title=\"\">House Passes INVEST Act<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/speeches-statements\/trading-markets-121725-statement-custody-crypto-asset-securities-broker-dealers?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz--r09Tb0t00Ag3eaYjL1WTiClquGrLpMLD75HpfRGtgqsR-sEcWxpCO84tdEL3py-kJS0dB\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC\u2019s Division of Trading and Market Issues Statement on the Custody of Crypto Asset Securities by Broker-Dealers<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.esma.europa.eu\/sites\/default\/files\/2025-12\/ESMA50-801628861-4423_TRV_Risk_Analysis_Impact_of_the_ESMA_Guidelines_on_the_use_of_ESG_or_sustainability-related_terms_in_fund_names.pdf?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz--r09Tb0t00Ag3eaYjL1WTiClquGrLpMLD75HpfRGtgqsR-sEcWxpCO84tdEL3py-kJS0dB\" target=\"_blank\" rel=\"noopener\" title=\"\">ESMA Reviews Impact of Guidelines on ESG or Sustainability Related Terms in Fund Names<\/a><\/li>\n<\/ul>\n\n\n\n<p>Read the full update <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-december-19-2025\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s December 19th weekly financial and regulatory news updates: Read the full update here.<\/p>\n","protected":false},"author":16,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[1],"tags":[],"class_list":["post-1557","post","type-post","status-publish","format-standard","hentry","category-uncategorized"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1557","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/16"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1557"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1557\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1557"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1557"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1557"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}