{"id":1553,"date":"2026-01-10T17:14:00","date_gmt":"2026-01-10T17:14:00","guid":{"rendered":"https:\/\/bdia.pli.edu\/?p=1553"},"modified":"2026-01-12T20:33:25","modified_gmt":"2026-01-12T20:33:25","slug":"updates-on-sec-fca-ai-and-more-from-fisolve","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2026\/01\/10\/updates-on-sec-fca-ai-and-more-from-fisolve\/","title":{"rendered":"Updates on SEC, FCA, AI and more from FiSolve"},"content":{"rendered":"\n<p><a href=\"http:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">FiSolve<\/a>&#8216;s January 9th weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.wsj.com\/finance\/banking\/jpmorgan-cuts-all-ties-with-proxy-advisers-in-industry-first-78c43d5f?st=7dB7aT&amp;reflink=desktopwebshare_permalink&amp;utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz--1BZ7Axjj4q9-gkY1sqa8qGPtIECoGDIM-MMUeeElKC6JydKT4bcDtfgUaglnYWwv4ShYD\" target=\"_blank\" rel=\"noopener\" title=\"\">JP Morgan Chase Pivots to Internal, AI Driven Platform for Proxy Voting Decisions<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.sec.gov\/files\/rules\/proposed\/2026\/ia-6935.pdf?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz--1BZ7Axjj4q9-gkY1sqa8qGPtIECoGDIM-MMUeeElKC6JydKT4bcDtfgUaglnYWwv4ShYD\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Proposes Amendments to the Small Entity Definitions for Investment Companies and Investment Advisers for Purposes of the Regulatory Flexibility Act<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.justice.gov\/opa\/pr\/td-bank-insider-pleads-guilty-facilitating-money-laundering?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz--1BZ7Axjj4q9-gkY1sqa8qGPtIECoGDIM-MMUeeElKC6JydKT4bcDtfgUaglnYWwv4ShYD\" target=\"_blank\" rel=\"noopener\" title=\"\">Bank Insider Pleads Guilty to Facilitating Money Laundering<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.fca.org.uk\/news\/press-releases\/fca-fines-former-finance-directors-carillion-plc?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz--1BZ7Axjj4q9-gkY1sqa8qGPtIECoGDIM-MMUeeElKC6JydKT4bcDtfgUaglnYWwv4ShYD\" target=\"_blank\" rel=\"noopener\" title=\"\">FCA Fines Two Former Finance Directors for Company\u2019s Misleading Statements<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.esma.europa.eu\/sites\/default\/files\/2026-01\/ESAs_Final_Report_-_Joint_Guidelines_on_ESG_Stress_Testing.pdf?utm_source=hs_email&amp;utm_medium=email&amp;_hsenc=p2ANqtz--1BZ7Axjj4q9-gkY1sqa8qGPtIECoGDIM-MMUeeElKC6JydKT4bcDtfgUaglnYWwv4ShYD\" target=\"_blank\" rel=\"noopener\" title=\"\">ESAs Publish Joint Guidelines on ESG Stress Testing<\/a><\/li>\n<\/ul>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s January 9th weekly financial and regulatory news updates:<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,25,21,22],"tags":[],"class_list":["post-1553","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-international","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1553","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1553"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1553\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1553"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1553"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1553"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}