{"id":1538,"date":"2025-10-03T17:36:19","date_gmt":"2025-10-03T17:36:19","guid":{"rendered":"https:\/\/bdia.wpenginepowered.com\/?p=1538"},"modified":"2025-10-03T17:36:30","modified_gmt":"2025-10-03T17:36:30","slug":"updates-on-sec-finra-fca-and-more-from-fisolve","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2025\/10\/03\/updates-on-sec-finra-fca-and-more-from-fisolve\/","title":{"rendered":"Updates on SEC, FINRA, FCA and more from FiSolve"},"content":{"rendered":"\n<p class=\"wp-block-paragraph\"><a href=\"http:\/\/FiSolve.com\" target=\"_blank\" rel=\"noopener\" title=\"\">FiSolve<\/a>&#8216;s October 3rd weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.sec.gov\/files\/sec-plan-operations-during-lapse-appropriations.pdf?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=383513289&amp;_hsenc=p2ANqtz-9xLDdbVxbOJD1Q9I62VngL7PWx9efPxZL6OfML6fIjQQBK7t4Fnip-k2apUGIvcKgvo66sPNVcnmiIaKNexFh_7Z-aEg\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC<\/a>, <a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/file:\/\/\/C:\/Users\/gohanlon\/Downloads\/FederalRegister093025.pdf\" target=\"_blank\" rel=\"noopener\" title=\"\">CFTC <\/a>and other Federal Agencies Part of Government Shutdown<\/li>\n\n\n\n<li><a href=\"https:\/\/www.finra.org\/media-center\/blog\/finra-forward-rule-modernization-update?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=383513289&amp;_hsenc=p2ANqtz-9xLDdbVxbOJD1Q9I62VngL7PWx9efPxZL6OfML6fIjQQBK7t4Fnip-k2apUGIvcKgvo66sPNVcnmiIaKNexFh_7Z-aEg\" target=\"_blank\" rel=\"noopener\" title=\"\">FINRA Provides Update on its Forward Rule Modernization Update<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/rules-regulations\/no-action-interpretive-exemptive-letters\/division-investment-management-staff-no-action-interpretive-letters\/simpsonthacherbartlett093025?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=383513289&amp;_hsenc=p2ANqtz-9xLDdbVxbOJD1Q9I62VngL7PWx9efPxZL6OfML6fIjQQBK7t4Fnip-k2apUGIvcKgvo66sPNVcnmiIaKNexFh_7Z-aEg\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Division of Investment Management Approves State Trust Companies for Crypto Custody<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.fca.org.uk\/news\/speeches\/regulatory-perspective-and-priorities-2025?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=383513289&amp;_hsenc=p2ANqtz-9xLDdbVxbOJD1Q9I62VngL7PWx9efPxZL6OfML6fIjQQBK7t4Fnip-k2apUGIvcKgvo66sPNVcnmiIaKNexFh_7Z-aEg\" target=\"_blank\" rel=\"noopener\" title=\"\">FCA Director of Consumer Investments Outlines Regulatory Perspective and Priorities<\/a><\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">Read the full update <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-october-3-2025?ecid=ACsprvvBYVzzPkfn8P2LTIQevk3bEAblyovufElU77rLx4Ij4fucw_7htQcSyYVPc10FJ7YLkv1Z&amp;utm_medium=email&amp;_hsenc=p2ANqtz-8DFwSgxsjlgxhPkW2YhMK3oOaJEs4g0l82fgei53S0XT9XrlxgFWJeMAxfdBorEIaMiqVgcTl40SbGlsNJFVXoh9I_kw&amp;_hsmi=383513289&amp;utm_content=383513289&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s October 3rd weekly financial and regulatory news updates: Read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"footnotes":""},"categories":[23,24,25,21],"tags":[],"class_list":["post-1538","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-international","category-regulatory"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.10 - aioseo.com -->\n\t<meta name=\"description\" content=\"FiSolve&#039;s October 3rd weekly financial and regulatory news updates: SEC, CFTC and other Federal Agencies Part of Government Shutdown FINRA Provides Update on its Forward Rule Modernization Update SEC Division of Investment Management Approves State Trust Companies for Crypto Custody FCA Director of Consumer Investments Outlines Regulatory Perspective and Priorities Read the full update here.\" \/>\n\t<meta name=\"robots\" content=\"max-image-preview:large\" \/>\n\t<meta name=\"author\" content=\"Clifford E. 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