{"id":1538,"date":"2025-10-03T17:36:19","date_gmt":"2025-10-03T17:36:19","guid":{"rendered":"https:\/\/bdia.wpenginepowered.com\/?p=1538"},"modified":"2025-10-03T17:36:30","modified_gmt":"2025-10-03T17:36:30","slug":"updates-on-sec-finra-fca-and-more-from-fisolve","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2025\/10\/03\/updates-on-sec-finra-fca-and-more-from-fisolve\/","title":{"rendered":"Updates on SEC, FINRA, FCA and more from FiSolve"},"content":{"rendered":"\n<p><a href=\"http:\/\/FiSolve.com\" target=\"_blank\" rel=\"noopener\" title=\"\">FiSolve<\/a>&#8216;s October 3rd weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.sec.gov\/files\/sec-plan-operations-during-lapse-appropriations.pdf?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=383513289&amp;_hsenc=p2ANqtz-9xLDdbVxbOJD1Q9I62VngL7PWx9efPxZL6OfML6fIjQQBK7t4Fnip-k2apUGIvcKgvo66sPNVcnmiIaKNexFh_7Z-aEg\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC<\/a>, <a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/file:\/\/\/C:\/Users\/gohanlon\/Downloads\/FederalRegister093025.pdf\" target=\"_blank\" rel=\"noopener\" title=\"\">CFTC <\/a>and other Federal Agencies Part of Government Shutdown<\/li>\n\n\n\n<li><a href=\"https:\/\/www.finra.org\/media-center\/blog\/finra-forward-rule-modernization-update?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=383513289&amp;_hsenc=p2ANqtz-9xLDdbVxbOJD1Q9I62VngL7PWx9efPxZL6OfML6fIjQQBK7t4Fnip-k2apUGIvcKgvo66sPNVcnmiIaKNexFh_7Z-aEg\" target=\"_blank\" rel=\"noopener\" title=\"\">FINRA Provides Update on its Forward Rule Modernization Update<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/rules-regulations\/no-action-interpretive-exemptive-letters\/division-investment-management-staff-no-action-interpretive-letters\/simpsonthacherbartlett093025?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=383513289&amp;_hsenc=p2ANqtz-9xLDdbVxbOJD1Q9I62VngL7PWx9efPxZL6OfML6fIjQQBK7t4Fnip-k2apUGIvcKgvo66sPNVcnmiIaKNexFh_7Z-aEg\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Division of Investment Management Approves State Trust Companies for Crypto Custody<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.fca.org.uk\/news\/speeches\/regulatory-perspective-and-priorities-2025?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=383513289&amp;_hsenc=p2ANqtz-9xLDdbVxbOJD1Q9I62VngL7PWx9efPxZL6OfML6fIjQQBK7t4Fnip-k2apUGIvcKgvo66sPNVcnmiIaKNexFh_7Z-aEg\" target=\"_blank\" rel=\"noopener\" title=\"\">FCA Director of Consumer Investments Outlines Regulatory Perspective and Priorities<\/a><\/li>\n<\/ul>\n\n\n\n<p>Read the full update <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-october-3-2025?ecid=ACsprvvBYVzzPkfn8P2LTIQevk3bEAblyovufElU77rLx4Ij4fucw_7htQcSyYVPc10FJ7YLkv1Z&amp;utm_medium=email&amp;_hsenc=p2ANqtz-8DFwSgxsjlgxhPkW2YhMK3oOaJEs4g0l82fgei53S0XT9XrlxgFWJeMAxfdBorEIaMiqVgcTl40SbGlsNJFVXoh9I_kw&amp;_hsmi=383513289&amp;utm_content=383513289&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s October 3rd weekly financial and regulatory news updates: Read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,25,21],"tags":[],"class_list":["post-1538","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-international","category-regulatory"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1538","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1538"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1538\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1538"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1538"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1538"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}