{"id":1506,"date":"2025-08-15T16:19:01","date_gmt":"2025-08-15T16:19:01","guid":{"rendered":"https:\/\/bdia.wpenginepowered.com\/?p=1506"},"modified":"2025-08-18T16:31:05","modified_gmt":"2025-08-18T16:31:05","slug":"updates-on-sec-cftc-crypto-and-more-from-fisolve","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2025\/08\/15\/updates-on-sec-cftc-crypto-and-more-from-fisolve\/","title":{"rendered":"Updates on SEC, CFTC, Crypto and more from FiSolve"},"content":{"rendered":"\n<p><a href=\"http:\/\/FiSolve.com\" target=\"_blank\" rel=\"noopener\" title=\"\">FiSolve<\/a>&#8216;s  August 15th weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.sec.gov\/enforcement-litigation\/litigation-releases\/lr-26373?utm_medium=email&amp;_hsenc=p2ANqtz-819uHArxrKG6HOwKD_xLzgZrPg93p9cTrbApA1Q8L8sCMNbzwGTdnxlOSprTDzuPrq5Gm7sjndms7bZkUx6KQaMJUHHA&amp;_hsmi=376070631&amp;utm_content=376070631&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Obtains Judgment Against PCAOB Firm and its Managing Partner in Financial Fraud Case<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.sec.gov\/files\/litigation\/complaints\/2025\/comp26371.pdf?utm_medium=email&amp;_hsenc=p2ANqtz--ofdFwN_GyMuQqKjab8URYuL-l9vDpSsJ7RdZUip5pBIYPtqTwrmyrq8rKKJSqghvvyIOzcMkvxDYutncrydAap0W3Dw&amp;_hsmi=376070631&amp;utm_content=376070631&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Settles Case with Broker in Options Spoofing Case<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.cftc.gov\/PressRoom\/PressReleases\/9107-27?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=376070631&amp;_hsenc=p2ANqtz--kvUtfy3CDfi_dW8oakIDrZbShpAPDvgn85sX-M75Xfn0Dq3clKgpzn8KOSty9mTBml7clpzifZU1KYC98RT5qbnhuiA\" target=\"_blank\" rel=\"noopener\" title=\"\">Federal Court Orders New York Man to Pay Over $3.4 Million For Forex Fraud Scheme Following CFTC Summary Judgment Ruling<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.justice.gov\/usao-sdny\/pr\/do-kwon-pleads-guilty-fraud?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=376070631&amp;_hsenc=p2ANqtz--kvUtfy3CDfi_dW8oakIDrZbShpAPDvgn85sX-M75Xfn0Dq3clKgpzn8KOSty9mTBml7clpzifZU1KYC98RT5qbnhuiA\" target=\"_blank\" rel=\"noopener\" title=\"\">South Korean Crypto Entrepreneur Pleads Guilty in $40 Billion Crypto Collapse<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/data-research\/statistics-data-visualizations?utm_source=hs_email&amp;utm_medium=email&amp;utm_content=376070631&amp;_hsenc=p2ANqtz--kvUtfy3CDfi_dW8oakIDrZbShpAPDvgn85sX-M75Xfn0Dq3clKgpzn8KOSty9mTBml7clpzifZU1KYC98RT5qbnhuiA\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Launches New Statistics and Data Visualizations Webpage<\/a><\/li>\n<\/ul>\n\n\n\n<p>Read the full update<a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-july-4-2026?ecid=ACsprvv0wxznBA5O_rITU4CaDq5kKcixBEqENjN4GrvgGKsuMi3rjwtCtCuk3qud-wWb1-vkKrrs&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9S3x4-6I0H19ICChDqBtvgWtGTiJKn2NM4FwQ1ntu9d9Hi93UyeS4tkD88EZmvThF8qBx0hn-QXB6jnubn7mswZHmjBw&amp;_hsmi=369757067&amp;utm_content=369757067&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\"> <\/a><a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-august-1-2027?ecid=ACsprvuB2HdvnKBwbxLwhq9-fALq9eTkNtQl4idP2bCQuJws2RelUAUlxAcdDkC2Fv6xMT-CNn7M&amp;utm_medium=email&amp;_hsenc=p2ANqtz--rhI1OW0KnOu2BbjLJL1X0XEnF04of38CBOr3xospPvFnEQnUWDiupB15PpcQE9-PZO71_2luHfbdvQAI6hybReCJyrA&amp;_hsmi=376070631&amp;utm_content=376070631&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p><\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s August 15th weekly financial and regulatory news updates: Read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,25,21,22],"tags":[],"class_list":["post-1506","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-international","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1506","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1506"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1506\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1506"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1506"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1506"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}