{"id":1503,"date":"2025-07-17T13:48:56","date_gmt":"2025-07-17T13:48:56","guid":{"rendered":"https:\/\/bdia.wpenginepowered.com\/?p=1503"},"modified":"2025-07-17T13:48:59","modified_gmt":"2025-07-17T13:48:59","slug":"new-fincen-aml-rule-brings-investment-advisers-under-bank-like-scrutiny","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2025\/07\/17\/new-fincen-aml-rule-brings-investment-advisers-under-bank-like-scrutiny\/","title":{"rendered":"New FinCEN AML Rule Brings Investment Advisers Under Bank-Like Scrutiny"},"content":{"rendered":"\n<p>In a landmark regulatory move, the Financial Crimes Enforcement Network (FinCEN) has finalized its long-anticipated laundering and counter-terrorism financing (AML\/CFT) rule for investment advisers. Effective January 1, 2026, the rule places registered investment advisers (RIAs) and exempt reporting advisers (ERAs) under Bank Secrecy Act (BSA)-style compliance obligations\u2013ushering in a new era of heightened monitoring and reporting expectations across the advisory space.<\/p>\n\n\n\n<p>Read more <a href=\"https:\/\/sec3compliance.com\/new-investment-advisers-under-bank-like-scrutiny\/\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>In a landmark regulatory move, the Financial Crimes Enforcement Network (FinCEN) has finalized its long-anticipated laundering and counter-terrorism financing (AML\/CFT) rule for investment advisers. Effective January 1, 2026, the rule places registered investment advisers (RIAs) and exempt reporting advisers (ERAs) under Bank Secrecy Act (BSA)-style compliance obligations\u2013ushering in a new era of heightened monitoring and &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2025\/07\/17\/new-fincen-aml-rule-brings-investment-advisers-under-bank-like-scrutiny\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">New FinCEN AML Rule Brings Investment Advisers Under Bank-Like Scrutiny<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21,22],"tags":[],"class_list":["post-1503","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1503","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1503"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1503\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1503"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1503"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1503"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}