{"id":1501,"date":"2025-07-14T08:30:00","date_gmt":"2025-07-14T08:30:00","guid":{"rendered":"https:\/\/bdia.wpenginepowered.com\/?p=1501"},"modified":"2025-07-15T16:43:41","modified_gmt":"2025-07-15T16:43:41","slug":"updates-on-the-sec-esma-courts-and-more-from-fisolve","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2025\/07\/14\/updates-on-the-sec-esma-courts-and-more-from-fisolve\/","title":{"rendered":"Updates on the SEC, ESMA, Courts and more from FiSolve"},"content":{"rendered":"\n<p class=\"wp-block-paragraph\"><a href=\"http:\/\/FiSolve.com\" target=\"_blank\" rel=\"noopener\" title=\"\">FiSolve<\/a>&#8216;s July 11  weekly financial and regulatory news updates:<\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.sec.gov\/files\/litigation\/complaints\/2025\/comp26339.pdf?utm_medium=email&amp;_hsenc=p2ANqtz-_y3bGzEltLASXmCK_-tKOsb2ZqU2QBkqtDYp39E3flzYH090-4JqflWCYVSaKqLwK4qS6OBIWnDNF70_D96S5iP-W8EQ&amp;_hsmi=370784539&amp;utm_content=370784539&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Brings Action Against Investment Adviser and its CEO for Charging Improper Fees<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/enforcement-litigation\/litigation-releases\/lr-26342?utm_medium=email&amp;_hsenc=p2ANqtz-_QbN7QI-3UDQfkP6O0KvwArpNAK-WLSFaZinCM6irgBCzpN5gVVKTCLtU2AKqe1uFdBdvgPJqq9boxDVb5eh3qPwoweg&amp;_hsmi=370784539&amp;utm_content=370784539&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Charges Investment Adviser with Cherry Picking<\/a><\/li>\n\n\n\n<li>F<a href=\"https:\/\/d5m2xs04.na1.hubspotlinksstarter.com\/Ctc\/GI+113\/d5m2xS04\/VWW63146tDsxN7DTXdp7lCPNW7gFL9V5yRYxMN7FnD1-3m2nnW8wLKSR6lZ3q5W6N_4dS3DCnYcW4fR1k76Tt8RpW1rXmnJ8NN1_1W7Zp51k14h7bDW2WCSXk40-jwQW67tpsT2f6YdfW3q4ym82fG9h_N2Nk1HD-cs53W39z_Ns3fL11mMbKjdnpJFn2W4WgZyS3GZjvVN8rX9ZnRhNhtW8qBYGr7nhfhVW9k_jm64xTc8nW12Xx162TBxXcW6KX9GQ6D6JwcW54JMCt93xQ_BW4n-LkR6d-B_3W2tYY8N23-k_GW2Gg_9c1P9pN9N8RgZ3wCtqyMW2p_3q4195mDgW5Vx8_d45dTtGN6df1xrS5VdsW2JMqw53RrCGcW7c6MSQ8ZzB_yW2j1ccQ1dyK7kVPMfJm1LX6cgf7CdlWs04\" target=\"_blank\" rel=\"noopener\" title=\"\">ederal Court Orders Chicago Commodity Pool Operators, Owner, Former Chief Portfolio Manager to Pay More Than $6M in Fraud Action<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.sec.gov\/newsroom\/speeches-statements\/peirce-statement-tokenized-securities-070925?utm_medium=email&amp;_hsenc=p2ANqtz-8oxwLCBpxn4p8qOdtxlh2uWm8cXta8DrVhJYnqqXfC2Fxgt57Qm3XxC6SHu9BnWuHnZAkYvA1ZEKwFOZnTroBQxj9yUQ&amp;_hsmi=370784539&amp;utm_content=370784539&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">Commissioner Peirce Reminds Industry Tokenization Does Not Create a Magic Loophole\u00a0<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.esma.europa.eu\/sites\/default\/files\/2025-07\/ESMA42-2004696504-8164_Fast-track_peer_review_on_a_CASP_authorisation_and_supervision_in_Malta.pdf?utm_medium=email&amp;_hsenc=p2ANqtz--o6YSeKGgrWFkqJFKAcMeeNcIXJ7rGdzy5CWjHmXPGzvua9fGvMzANv1Z22bNhk5-1vuOKlI85IjQ3VxGXA0bVEwXILA&amp;_hsmi=370784539&amp;utm_content=370784539&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">ESMA Publishes Peer Review on Crypto Service Providers in Malta under the MICA<\/a><\/li>\n<\/ul>\n\n\n\n<p class=\"wp-block-paragraph\">Read the full update<a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-july-4-2026?ecid=ACsprvv0wxznBA5O_rITU4CaDq5kKcixBEqENjN4GrvgGKsuMi3rjwtCtCuk3qud-wWb1-vkKrrs&amp;utm_medium=email&amp;_hsenc=p2ANqtz-9S3x4-6I0H19ICChDqBtvgWtGTiJKn2NM4FwQ1ntu9d9Hi93UyeS4tkD88EZmvThF8qBx0hn-QXB6jnubn7mswZHmjBw&amp;_hsmi=369757067&amp;utm_content=369757067&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\"> <\/a><a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-july-11-2026\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FiSolve&#8216;s July 11 weekly financial and regulatory news updates: Read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,25,21,22],"tags":[],"class_list":["post-1501","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-international","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.9 - 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