{"id":1491,"date":"2025-06-27T17:17:28","date_gmt":"2025-06-27T17:17:28","guid":{"rendered":"https:\/\/bdia.wpenginepowered.com\/?p=1491"},"modified":"2025-06-27T17:17:31","modified_gmt":"2025-06-27T17:17:31","slug":"sec-extends-compliance-date-on-broker-dealers-daily-reserve-computation-requirement","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-extends-compliance-date-on-broker-dealers-daily-reserve-computation-requirement\/","title":{"rendered":"SEC Extends Compliance Date on Broker-Dealers Daily Reserve Computation Requirement"},"content":{"rendered":"\n<p>From\u00a0<a href=\"https:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">FiSolve<\/a>,\u00a0the Securities and Exchange Commission extended the compliance date for the amendments to Rule 15c3-3 (the broker-dealer customer protection rule) from December 31, 2025 to June 30, 2026. \u00a0The amendments require certain broker-dealers to increase the frequency of required reserve computations under Rule 15c3-3 from weekly to daily. \u00a0The SEC announced the extension is designed to provide more time for broker-dealers to make any necessary systems or operational changes to implement a daily computation requirement and test their new daily processes for compliance. \u00a0Read more\u00a0<a href=\"https:\/\/url.us.m.mimecastprotect.com\/s\/-C5iCyPARyS7KKnrHAuLhx7N5D?domain=d5m2xs04.na1.hubspotlinksstarter.com\">here<\/a>.<\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>From\u00a0FiSolve,\u00a0the Securities and Exchange Commission extended the compliance date for the amendments to Rule 15c3-3 (the broker-dealer customer protection rule) from December 31, 2025 to June 30, 2026. \u00a0The amendments require certain broker-dealers to increase the frequency of required reserve computations under Rule 15c3-3 from weekly to daily. \u00a0The SEC announced the extension is designed &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-extends-compliance-date-on-broker-dealers-daily-reserve-computation-requirement\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">SEC Extends Compliance Date on Broker-Dealers Daily Reserve Computation Requirement<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,21,22],"tags":[],"class_list":["post-1491","post","type-post","status-publish","format-standard","hentry","category-compliance","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1491","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1491"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1491\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1491"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1491"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1491"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}