{"id":1489,"date":"2025-06-27T17:14:30","date_gmt":"2025-06-27T17:14:30","guid":{"rendered":"https:\/\/bdia.wpenginepowered.com\/?p=1489"},"modified":"2025-06-27T17:14:33","modified_gmt":"2025-06-27T17:14:33","slug":"sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/","title":{"rendered":"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study\u00a0"},"content":{"rendered":"\n<p>From\u00a0<a href=\"https:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noreferrer noopener\">FiSolve<\/a>: the SEC released a study conducted by its Division of Economic and Risk Analysis regarding broker-dealer activity. \u00a0As of 2024, there were approximately 3,340 broker-dealers with total assets of approximately $6.4 trillion. The number of broker-dealers declined by approximately 30% from 2010 to 2024, but assets grew by approximately $1.7 trillion. \u00a0These results show a trend of industry consolidation, with a declining fraction of market participants responsible for a larger asset pool by the end of the sample period (2010-2024). \u00a0The study also contains information on revenues and expenses. \u00a0The industry has achieved greater levels of profitability during the most recent five years. \u00a0The report includes other interesting areas of information relating to revenues, expenses, employees and more. \u00a0Read more\u00a0<a href=\"https:\/\/url.us.m.mimecastprotect.com\/s\/mgTcCxkzQxiLDDO1HRtPhy3l3_?domain=d5m2xs04.na1.hubspotlinksstarter.com\">here<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>From\u00a0FiSolve: the SEC released a study conducted by its Division of Economic and Risk Analysis regarding broker-dealer activity. \u00a0As of 2024, there were approximately 3,340 broker-dealers with total assets of approximately $6.4 trillion. The number of broker-dealers declined by approximately 30% from 2010 to 2024, but assets grew by approximately $1.7 trillion. \u00a0These results show &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study\u00a0<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,21],"tags":[],"class_list":["post-1489","post","type-post","status-publish","format-standard","hentry","category-compliance","category-regulatory"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.8 - aioseo.com -->\n\t<meta name=\"description\" content=\"From FiSolve: the SEC released a study conducted by its Division of Economic and Risk Analysis regarding broker-dealer activity. As of 2024, there were approximately 3,340 broker-dealers with total assets of approximately $6.4 trillion. The number of broker-dealers declined by approximately 30% from 2010 to 2024, but assets grew by approximately $1.7 trillion. These results show\" \/>\n\t<meta name=\"robots\" content=\"max-image-preview:large\" \/>\n\t<meta name=\"author\" content=\"Clifford E. Kirsch, Editor\"\/>\n\t<link rel=\"canonical\" href=\"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/\" \/>\n\t<meta name=\"generator\" content=\"All in One SEO (AIOSEO) 4.9.8\" \/>\n\t\t<meta property=\"og:locale\" content=\"en_US\" \/>\n\t\t<meta property=\"og:site_name\" content=\"Legal Perspectives on Current Regulatory Developments for BDs and IAs |\" \/>\n\t\t<meta property=\"og:type\" content=\"article\" \/>\n\t\t<meta property=\"og:title\" content=\"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta property=\"og:description\" content=\"From FiSolve: the SEC released a study conducted by its Division of Economic and Risk Analysis regarding broker-dealer activity. As of 2024, there were approximately 3,340 broker-dealers with total assets of approximately $6.4 trillion. The number of broker-dealers declined by approximately 30% from 2010 to 2024, but assets grew by approximately $1.7 trillion. These results show\" \/>\n\t\t<meta property=\"og:url\" content=\"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/\" \/>\n\t\t<meta property=\"article:published_time\" content=\"2025-06-27T17:14:30+00:00\" \/>\n\t\t<meta property=\"article:modified_time\" content=\"2025-06-27T17:14:33+00:00\" \/>\n\t\t<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n\t\t<meta name=\"twitter:title\" content=\"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta name=\"twitter:description\" content=\"From FiSolve: the SEC released a study conducted by its Division of Economic and Risk Analysis regarding broker-dealer activity. As of 2024, there were approximately 3,340 broker-dealers with total assets of approximately $6.4 trillion. The number of broker-dealers declined by approximately 30% from 2010 to 2024, but assets grew by approximately $1.7 trillion. These results show\" \/>\n\t\t<script type=\"application\/ld+json\" class=\"aioseo-schema\">\n\t\t\t{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2025\\\/06\\\/27\\\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\\\/#article\",\"name\":\"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study | Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"headline\":\"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study\\u00a0\",\"author\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/mshah\\\/#author\"},\"publisher\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\"},\"datePublished\":\"2025-06-27T17:14:30+00:00\",\"dateModified\":\"2025-06-27T17:14:33+00:00\",\"inLanguage\":\"en-US\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2025\\\/06\\\/27\\\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\\\/#webpage\"},\"isPartOf\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2025\\\/06\\\/27\\\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\\\/#webpage\"},\"articleSection\":\"Compliance, Regulatory\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2025\\\/06\\\/27\\\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\\\/#breadcrumblist\",\"itemListElement\":[{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu#listItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/bdia.pli.edu\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/#listItem\",\"name\":\"Compliance\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/#listItem\",\"position\":2,\"name\":\"Compliance\",\"item\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2025\\\/06\\\/27\\\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\\\/#listItem\",\"name\":\"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study\\u00a0\"},\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu#listItem\",\"name\":\"Home\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2025\\\/06\\\/27\\\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\\\/#listItem\",\"position\":3,\"name\":\"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study\\u00a0\",\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/#listItem\",\"name\":\"Compliance\"}}]},{\"@type\":\"Organization\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\",\"name\":\"Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/\"},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/mshah\\\/#author\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/mshah\\\/\",\"name\":\"Clifford E. Kirsch, Editor\",\"image\":{\"@type\":\"ImageObject\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2025\\\/06\\\/27\\\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\\\/#authorImage\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/d5c5c98ac1850fefdd198bc19bd5322f72559e8115a14058a24623c6afe0eb9c?s=96&d=mm&r=g\",\"width\":96,\"height\":96,\"caption\":\"Clifford E. Kirsch, Editor\"}},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2025\\\/06\\\/27\\\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\\\/#webpage\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2025\\\/06\\\/27\\\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\\\/\",\"name\":\"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study | Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"description\":\"From FiSolve: the SEC released a study conducted by its Division of Economic and Risk Analysis regarding broker-dealer activity. As of 2024, there were approximately 3,340 broker-dealers with total assets of approximately $6.4 trillion. The number of broker-dealers declined by approximately 30% from 2010 to 2024, but assets grew by approximately $1.7 trillion. These results show\",\"inLanguage\":\"en-US\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#website\"},\"breadcrumb\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2025\\\/06\\\/27\\\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\\\/#breadcrumblist\"},\"author\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/mshah\\\/#author\"},\"creator\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/mshah\\\/#author\"},\"datePublished\":\"2025-06-27T17:14:30+00:00\",\"dateModified\":\"2025-06-27T17:14:33+00:00\"},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#website\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/\",\"name\":\"Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"inLanguage\":\"en-US\",\"publisher\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\"}}]}\n\t\t<\/script>\n\t\t<!-- All in One SEO -->\n\n","aioseo_head_json":{"title":"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study | Legal Perspectives on Current Regulatory Developments for BDs and IAs","description":"From FiSolve: the SEC released a study conducted by its Division of Economic and Risk Analysis regarding broker-dealer activity. As of 2024, there were approximately 3,340 broker-dealers with total assets of approximately $6.4 trillion. The number of broker-dealers declined by approximately 30% from 2010 to 2024, but assets grew by approximately $1.7 trillion. These results show","canonical_url":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/","robots":"max-image-preview:large","keywords":"","webmasterTools":{"miscellaneous":""},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/#article","name":"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study | Legal Perspectives on Current Regulatory Developments for BDs and IAs","headline":"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study\u00a0","author":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/mshah\/#author"},"publisher":{"@id":"https:\/\/bdia.pli.edu\/#organization"},"datePublished":"2025-06-27T17:14:30+00:00","dateModified":"2025-06-27T17:14:33+00:00","inLanguage":"en-US","mainEntityOfPage":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/#webpage"},"isPartOf":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/#webpage"},"articleSection":"Compliance, Regulatory"},{"@type":"BreadcrumbList","@id":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/#breadcrumblist","itemListElement":[{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu#listItem","position":1,"name":"Home","item":"https:\/\/bdia.pli.edu","nextItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/#listItem","name":"Compliance"}},{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/#listItem","position":2,"name":"Compliance","item":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/","nextItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/#listItem","name":"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study\u00a0"},"previousItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu#listItem","name":"Home"}},{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/#listItem","position":3,"name":"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study\u00a0","previousItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/#listItem","name":"Compliance"}}]},{"@type":"Organization","@id":"https:\/\/bdia.pli.edu\/#organization","name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs","url":"https:\/\/bdia.pli.edu\/"},{"@type":"Person","@id":"https:\/\/bdia.pli.edu\/index.php\/author\/mshah\/#author","url":"https:\/\/bdia.pli.edu\/index.php\/author\/mshah\/","name":"Clifford E. Kirsch, Editor","image":{"@type":"ImageObject","@id":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/#authorImage","url":"https:\/\/secure.gravatar.com\/avatar\/d5c5c98ac1850fefdd198bc19bd5322f72559e8115a14058a24623c6afe0eb9c?s=96&d=mm&r=g","width":96,"height":96,"caption":"Clifford E. Kirsch, Editor"}},{"@type":"WebPage","@id":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/#webpage","url":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/","name":"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study | Legal Perspectives on Current Regulatory Developments for BDs and IAs","description":"From FiSolve: the SEC released a study conducted by its Division of Economic and Risk Analysis regarding broker-dealer activity. As of 2024, there were approximately 3,340 broker-dealers with total assets of approximately $6.4 trillion. The number of broker-dealers declined by approximately 30% from 2010 to 2024, but assets grew by approximately $1.7 trillion. These results show","inLanguage":"en-US","isPartOf":{"@id":"https:\/\/bdia.pli.edu\/#website"},"breadcrumb":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/#breadcrumblist"},"author":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/mshah\/#author"},"creator":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/mshah\/#author"},"datePublished":"2025-06-27T17:14:30+00:00","dateModified":"2025-06-27T17:14:33+00:00"},{"@type":"WebSite","@id":"https:\/\/bdia.pli.edu\/#website","url":"https:\/\/bdia.pli.edu\/","name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs","inLanguage":"en-US","publisher":{"@id":"https:\/\/bdia.pli.edu\/#organization"}}]},"og:locale":"en_US","og:site_name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs |","og:type":"article","og:title":"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study | Legal Perspectives on Current Regulatory Developments for BDs and IAs","og:description":"From FiSolve: the SEC released a study conducted by its Division of Economic and Risk Analysis regarding broker-dealer activity. As of 2024, there were approximately 3,340 broker-dealers with total assets of approximately $6.4 trillion. The number of broker-dealers declined by approximately 30% from 2010 to 2024, but assets grew by approximately $1.7 trillion. These results show","og:url":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/","article:published_time":"2025-06-27T17:14:30+00:00","article:modified_time":"2025-06-27T17:14:33+00:00","twitter:card":"summary_large_image","twitter:title":"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study | Legal Perspectives on Current Regulatory Developments for BDs and IAs","twitter:description":"From FiSolve: the SEC released a study conducted by its Division of Economic and Risk Analysis regarding broker-dealer activity. As of 2024, there were approximately 3,340 broker-dealers with total assets of approximately $6.4 trillion. The number of broker-dealers declined by approximately 30% from 2010 to 2024, but assets grew by approximately $1.7 trillion. These results show"},"aioseo_meta_data":{"post_id":"1489","title":null,"description":null,"keywords":null,"keyphrases":{"focus":{"keyphrase":"","score":0,"analysis":{"keyphraseInTitle":{"score":0,"maxScore":9,"error":1}}},"additional":[]},"primary_term":null,"canonical_url":null,"og_title":null,"og_description":null,"og_object_type":"default","og_image_type":"default","og_image_url":null,"og_image_width":null,"og_image_height":null,"og_image_custom_url":null,"og_image_custom_fields":null,"og_video":"","og_custom_url":null,"og_article_section":null,"og_article_tags":null,"twitter_use_og":false,"twitter_card":"default","twitter_image_type":"default","twitter_image_url":null,"twitter_image_custom_url":null,"twitter_image_custom_fields":null,"twitter_title":null,"twitter_description":null,"schema":{"blockGraphs":[],"customGraphs":[],"default":{"data":{"Article":[],"Course":[],"Dataset":[],"FAQPage":[],"Movie":[],"Person":[],"Product":[],"ProductReview":[],"Car":[],"Recipe":[],"Service":[],"SoftwareApplication":[],"WebPage":[]},"graphName":"Article","isEnabled":true},"graphs":[]},"schema_type":"default","schema_type_options":null,"pillar_content":false,"robots_default":true,"robots_noindex":false,"robots_noarchive":false,"robots_nosnippet":false,"robots_nofollow":false,"robots_noimageindex":false,"robots_noodp":false,"robots_notranslate":false,"robots_max_snippet":"-1","robots_max_videopreview":"-1","robots_max_imagepreview":"large","priority":null,"frequency":"default","local_seo":null,"breadcrumb_settings":null,"limit_modified_date":false,"ai":null,"created":"2025-06-27 17:06:08","updated":"2025-10-11 04:23:08","seo_analyzer_scan_date":null},"aioseo_breadcrumb":"<div class=\"aioseo-breadcrumbs\"><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/bdia.pli.edu\" title=\"Home\">Home<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/\" title=\"Compliance\">Compliance<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\tSEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study \n\t\t<\/span><\/div>","aioseo_breadcrumb_json":[{"label":"Home","link":"https:\/\/bdia.pli.edu"},{"label":"Compliance","link":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/"},{"label":"SEC Division of Economic and Risk Analysis Publishes Comprehensive Broker-Dealer Study\u00a0","link":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/27\/sec-division-of-economic-and-risk-analysis-publishes-comprehensive-broker-dealer-study\/"}],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1489","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1489"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1489\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1489"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1489"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1489"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}