{"id":1487,"date":"2025-06-21T13:31:04","date_gmt":"2025-06-21T13:31:04","guid":{"rendered":"https:\/\/bdia.wpenginepowered.com\/?p=1487"},"modified":"2025-06-24T13:49:44","modified_gmt":"2025-06-24T13:49:44","slug":"fisolves-weekly-financial-and-regulatory-updates-june-20-2025","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2025\/06\/21\/fisolves-weekly-financial-and-regulatory-updates-june-20-2025\/","title":{"rendered":"FiSolve&#8217;s Weekly Financial and Regulatory Updates &#8212; June 20, 2025"},"content":{"rendered":"\n<p>From our friends at <a href=\"https:\/\/fisolve.com\/\" target=\"_blank\" rel=\"noopener\" title=\"\">FiSolve<\/a>, this week&#8217;s financial and regulatory news: <\/p>\n\n\n\n<ul class=\"wp-block-list\">\n<li><a href=\"https:\/\/www.sec.gov\/enforcement-litigation\/litigation-releases\/lr-26329?utm_medium=email&amp;_hsenc=p2ANqtz--sO_8MwgbynVpW_u1RgDXGbd2doEJ1HbqBcu5o13i9tS8gxnjRvLEI-X1ol0b9Bhqa5Z40dE1FWIAu7G8fhdxIvsrv_A&amp;_hsmi=367722539&amp;utm_content=367722539&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">Investment Adviser Consents to SEC Order for Custody Rule and Disclosure Violations<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/file:\/\/\/C:\/Users\/gohanlon\/Downloads\/enfmarkgillespiedefaultfinaljudgment060525%20(1).pdf\" target=\"_blank\" rel=\"noopener\" title=\"\">Federal Court Orders Two Men and their Companies to Pay Over $25 Million for Digital Asset Fraud<\/a><\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.sec.gov\/files\/litigation\/litreleases\/2025\/judg26325.pdf?utm_medium=email&amp;_hsenc=p2ANqtz-95EVi3ArOivH2SkIEjl0D7LFhMu_yZTBta-XqT4Mlx_IobxbydmHMKTVw3qBfjsXteXpYkOukIl-9P5I-L6lhmTLyOZg&amp;_hsmi=367722539&amp;utm_content=367722539&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">SEC Brings Action Against Publisher of Newsletter<\/a><\/li>\n\n\n\n<li><a href=\"https:\/\/www.fca.org.uk\/news\/press-releases\/fca-secures-convictions-insider-dealing-and-money-laundering-worth-1-million?utm_medium=email&amp;_hsenc=p2ANqtz-_nnPkkSr-bdO06Z2PUgJVXYmn5isnraSpajoG945JGqsjU2xhGrqmIWmlwD_5xCyexEfqni9vatNJeL3uCiRrLlvByGg&amp;_hsmi=367722539&amp;utm_content=367722539&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">FCA Secures Convictions for Insider Dealing and Money Laundering<\/a>\u00a0<\/li>\n\n\n\n<li><a href=\"http:\/\/chrome-extension:\/\/efaidnbmnnnibpcajpcglclefindmkaj\/https:\/\/www.esma.europa.eu\/sites\/default\/files\/2025-06\/ESMA22-50751485-1546_2024_Annual_Report.pdf?utm_medium=email&amp;_hsenc=p2ANqtz--gKHe9GLxNoDqgt_twZ9yWtTw48o8Y8P5gl-Bx_GQEse9zbYQiIjpTc6V3pGwgZDF9zBUxQTcD-VmodUhQMLTiuIHCCw&amp;_hsmi=367722539&amp;utm_content=367722539&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">The European Securities and Markets Authority (ESMA) published its Annual Report for 2024<\/a><\/li>\n<\/ul>\n\n\n\n<p>Read the full update <a href=\"https:\/\/45514485.hs-sites.com\/fisolve-weekly-news-digest-june-20-2025?ecid=ACsprvvl0dDJ8spc2GB0tW8RV2i7Fb8F-GU0WsCqXPY2wgoTAYLh4_FDv0ViCvXJK1XSLHCqCTXT&amp;utm_medium=email&amp;_hsenc=p2ANqtz-8m1MhIpeXkJzpwanqKhClL_-QW9K05TrG4LJeX8IyMXEx1Ozd7iiFIitd47ZccCMQFYq-adFFl5I_QxjPQjKW7vkF-Jg&amp;_hsmi=367722539&amp;utm_content=367722539&amp;utm_source=hs_email\" target=\"_blank\" rel=\"noopener\" title=\"\">here<\/a>.<\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>From our friends at FiSolve, this week&#8217;s financial and regulatory news: Read the full update here.<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,25,21,22],"tags":[],"class_list":["post-1487","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-international","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1487","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1487"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1487\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1487"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1487"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1487"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}