{"id":1409,"date":"2024-09-05T15:18:23","date_gmt":"2024-09-05T15:18:23","guid":{"rendered":"http:\/\/localhost\/?p=1409"},"modified":"2024-09-12T15:27:52","modified_gmt":"2024-09-12T15:27:52","slug":"august-regulatory-updates","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2024\/09\/05\/august-regulatory-updates\/","title":{"rendered":"August Regulatory Updates"},"content":{"rendered":"<p>From our friends at\u00a0SEC<sup>3\u00a0<\/sup>, the August regulatory updates you need to know about:<\/p>\n<ul>\n<li>More Flack on WhatsApp, Hypothetical Performance SmackDown, A Timely Warning on the Pay-to-Play Rule, and Updates to Qualifying Venture Capital Fund Exemption<\/li>\n<li>26 More Firms Slammed with $390 Million in Fines for Failure to Retain Texts and Chats<\/li>\n<li>Adviser Ordered to Stop Using Hypothetical Performance on Public Website<\/li>\n<li>Adviser Pays $95,000 Fine for Pay-to-Play Foot Fault in a Timely Reminder this Election Season<\/li>\n<li>Venture Capital Funds Adjustment for Inflation<\/li>\n<\/ul>\n<p>Read all about them <a href=\"https:\/\/sec3compliance.com\/regulatory-roundup-august-2024\/\">here<\/a>.<\/p>\n<p>&nbsp;<\/p>\n","protected":false},"excerpt":{"rendered":"<p>From our friends at\u00a0SEC3\u00a0, the August regulatory updates you need to know about: More Flack on WhatsApp, Hypothetical Performance SmackDown, A Timely Warning on the Pay-to-Play Rule, and Updates to Qualifying Venture Capital Fund Exemption 26 More Firms Slammed with $390 Million in Fines for Failure to Retain Texts and Chats Adviser Ordered to Stop &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2024\/09\/05\/august-regulatory-updates\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">August Regulatory Updates<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21,22],"tags":[],"class_list":["post-1409","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1409","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1409"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1409\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1409"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1409"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1409"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}