{"id":1349,"date":"2023-03-23T14:45:44","date_gmt":"2023-03-23T14:45:44","guid":{"rendered":"http:\/\/localhost\/?p=1349"},"modified":"2023-03-24T14:54:04","modified_gmt":"2023-03-24T14:54:04","slug":"costly-13f-filing-violations-chatgpt-policy-considerations-insight-into-new-fiduciary-rule-proposal-lessons-learned-worth-reading-for-march-2023","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/costly-13f-filing-violations-chatgpt-policy-considerations-insight-into-new-fiduciary-rule-proposal-lessons-learned-worth-reading-for-march-2023\/","title":{"rendered":"Costly 13F Filing Violations, ChatGPT Policy Considerations, Insight Into New Fiduciary Rule Proposal: Lessons Learned &#038; Worth Reading for March 2023"},"content":{"rendered":"<p>ACA Group&#8217;s Lessons Learned and thought leadership:<\/p>\n<ul>\n<li><a href=\"https:\/\/www.sec.gov\/litigation\/admin\/2023\/34-96951.pdf\"><strong>Failure to Follow the Rules Can Be Costly<\/strong><\/a><\/li>\n<li>\u201c<a href=\"https:\/\/wp.nyu.edu\/compliance_enforcement\/2023\/02\/10\/does-your-company-need-a-chatgpt-policy-probably\/\">Does Your Company Need a ChatGPT Policy? Probably<\/a>\u201d. Chat GPT is a certainly a hot topic. The New York University School of Law\u2019s Program on Corporate Compliance and Enforcements raises thoughtful considerations.<\/li>\n<li><a href=\"https:\/\/www.mofo.com\/resources\/insights\/221102-communicating-with-the-sec\">Communicating with the SEC When Your Organization Suffers a Cybersecurity Incident<\/a>. MoFo (Morrison Foerster) provides some tips about when to proactively report hacking incidents to the SEC.<\/li>\n<li><a href=\"https:\/\/www.dechert.com\/knowledge\/onpoint\/2023\/2\/supreme-court-finds-no-entitlement-to-a--reasonable-fee--for-mak\/nydfs-issues-guidance-on-virtual-currency-custody-practices.html\">NYDFS Issues Guidance on Virtual Currency Custody Practices<\/a>. For those following the evolving virtual currency custody environment, Dechert\u2019s Financial Services Group recently addressed the New York Department of Financial Services\u2019 (NYDFS) guidance.<\/li>\n<li><a href=\"https:\/\/www.faegredrinker.com\/en\/insights\/publications\/2023\/2\/the-dol-new-fiduciary-rule-what-we-can-expect\">The DOL\u2019s New Fiduciary Rule: What We Can Expect<\/a>. Fred Reish and Joan M. Neri of Faegre Drinker weigh in on the DOL\u2019s anticipated new fiduciary rule proposal.<\/li>\n<\/ul>\n<p><a href=\"https:\/\/www.acaglobal.com\/insights\">Additional thought leadership and Insights can be found here<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>ACA Group&#8217;s Lessons Learned and thought leadership: Failure to Follow the Rules Can Be Costly \u201cDoes Your Company Need a ChatGPT Policy? Probably\u201d. Chat GPT is a certainly a hot topic. The New York University School of Law\u2019s Program on Corporate Compliance and Enforcements raises thoughtful considerations. Communicating with the SEC When Your Organization Suffers &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/costly-13f-filing-violations-chatgpt-policy-considerations-insight-into-new-fiduciary-rule-proposal-lessons-learned-worth-reading-for-march-2023\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">Costly 13F Filing Violations, ChatGPT Policy Considerations, Insight Into New Fiduciary Rule Proposal: Lessons Learned &#038; Worth Reading for March 2023<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":14,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21,22],"tags":[],"class_list":["post-1349","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1349","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/14"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1349"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1349\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1349"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1349"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1349"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}