{"id":1344,"date":"2023-03-23T14:43:15","date_gmt":"2023-03-23T14:43:15","guid":{"rendered":"http:\/\/localhost\/?p=1344"},"modified":"2023-03-24T14:58:34","modified_gmt":"2023-03-24T14:58:34","slug":"shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/","title":{"rendered":"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023"},"content":{"rendered":"<p>March Regulatory Updates from\u00a0<a href=\"https:\/\/www.linkedin.com\/in\/chopfensperger\/\">Cari Hopfensperger\u00a0<\/a>at ACA\u00a0Group:<\/p>\n<ul>\n<li><a href=\"https:\/\/casetext.com\/case\/am-sec-assn-v-united-states-dept-of-labor\"><strong>PTE 2020-02 Court Case: Federal Court Strikes Down DOL&#8217;s Interpretation of &#8220;Regular Basis&#8221;<\/strong><\/a><strong>\u00a0\u00a0<\/strong><\/li>\n<li><a href=\"https:\/\/www.sec.gov\/rules\/final\/2023\/34-96930.pdf\"><strong>SEC Shortens Settlement Cycle to T+\u00a01<\/strong><\/a><\/li>\n<li><a href=\"https:\/\/www.sec.gov\/news\/press-release\/2023-30\"><strong>Be Careful what You Wish For &#8211; Massive Changes to Custody Rule Proposed by SEC<\/strong><\/a><\/li>\n<li><a href=\"https:\/\/www.sec.gov\/rules\/final\/2022\/34-96034.pdf\"><strong>Amendments to Rule 17a-4 Electronic Recordkeeping Requirement<\/strong><\/a><\/li>\n<\/ul>\n<p>Plus, To Do Checklists for March and April 2023, and\u00a0<a href=\"https:\/\/www.acaglobal.com\/insights\/regulatory-update-march-2023-edition\">more here<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>March Regulatory Updates from\u00a0Cari Hopfensperger\u00a0at ACA\u00a0Group: PTE 2020-02 Court Case: Federal Court Strikes Down DOL&#8217;s Interpretation of &#8220;Regular Basis&#8221;\u00a0\u00a0 SEC Shortens Settlement Cycle to T+\u00a01 Be Careful what You Wish For &#8211; Massive Changes to Custody Rule Proposed by SEC Amendments to Rule 17a-4 Electronic Recordkeeping Requirement Plus, To Do Checklists for March and April &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":90,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21],"tags":[],"class_list":["post-1344","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.9 - aioseo.com -->\n\t<meta name=\"description\" content=\"March Regulatory Updates from Cari Hopfensperger at ACA Group: PTE 2020-02 Court Case: Federal Court Strikes Down DOL&#039;s Interpretation of &quot;Regular Basis&quot; SEC Shortens Settlement Cycle to T+ 1 Be Careful what You Wish For - Massive Changes to Custody Rule Proposed by SEC Amendments to Rule 17a-4 Electronic Recordkeeping Requirement Plus, To Do Checklists for March and April\" \/>\n\t<meta name=\"robots\" content=\"max-image-preview:large\" \/>\n\t<meta name=\"author\" content=\"Cari Hopfensperger\"\/>\n\t<link rel=\"canonical\" href=\"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/\" \/>\n\t<meta name=\"generator\" content=\"All in One SEO (AIOSEO) 4.9.9\" \/>\n\t\t<meta property=\"og:locale\" content=\"en_US\" \/>\n\t\t<meta property=\"og:site_name\" content=\"Legal Perspectives on Current Regulatory Developments for BDs and IAs |\" \/>\n\t\t<meta property=\"og:type\" content=\"article\" \/>\n\t\t<meta property=\"og:title\" content=\"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023 | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta property=\"og:description\" content=\"March Regulatory Updates from Cari Hopfensperger at ACA Group: PTE 2020-02 Court Case: Federal Court Strikes Down DOL&#039;s Interpretation of &quot;Regular Basis&quot; SEC Shortens Settlement Cycle to T+ 1 Be Careful what You Wish For - Massive Changes to Custody Rule Proposed by SEC Amendments to Rule 17a-4 Electronic Recordkeeping Requirement Plus, To Do Checklists for March and April\" \/>\n\t\t<meta property=\"og:url\" content=\"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/\" \/>\n\t\t<meta property=\"article:published_time\" content=\"2023-03-23T14:43:15+00:00\" \/>\n\t\t<meta property=\"article:modified_time\" content=\"2023-03-24T14:58:34+00:00\" \/>\n\t\t<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n\t\t<meta name=\"twitter:title\" content=\"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023 | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta name=\"twitter:description\" content=\"March Regulatory Updates from Cari Hopfensperger at ACA Group: PTE 2020-02 Court Case: Federal Court Strikes Down DOL&#039;s Interpretation of &quot;Regular Basis&quot; SEC Shortens Settlement Cycle to T+ 1 Be Careful what You Wish For - Massive Changes to Custody Rule Proposed by SEC Amendments to Rule 17a-4 Electronic Recordkeeping Requirement Plus, To Do Checklists for March and April\" \/>\n\t\t<script type=\"application\/ld+json\" class=\"aioseo-schema\">\n\t\t\t{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2023\\\/03\\\/23\\\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\\\/#article\",\"name\":\"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023 | Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"headline\":\"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023\",\"author\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/carihopfensperger\\\/#author\"},\"publisher\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\"},\"datePublished\":\"2023-03-23T14:43:15+00:00\",\"dateModified\":\"2023-03-24T14:58:34+00:00\",\"inLanguage\":\"en-US\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2023\\\/03\\\/23\\\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\\\/#webpage\"},\"isPartOf\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2023\\\/03\\\/23\\\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\\\/#webpage\"},\"articleSection\":\"Compliance, Enforcement, Regulatory\"},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2023\\\/03\\\/23\\\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\\\/#breadcrumblist\",\"itemListElement\":[{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu#listItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/bdia.pli.edu\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/#listItem\",\"name\":\"Compliance\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/#listItem\",\"position\":2,\"name\":\"Compliance\",\"item\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/\",\"nextItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2023\\\/03\\\/23\\\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\\\/#listItem\",\"name\":\"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023\"},\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu#listItem\",\"name\":\"Home\"}},{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2023\\\/03\\\/23\\\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\\\/#listItem\",\"position\":3,\"name\":\"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023\",\"previousItem\":{\"@type\":\"ListItem\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/category\\\/compliance\\\/#listItem\",\"name\":\"Compliance\"}}]},{\"@type\":\"Organization\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\",\"name\":\"Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/\"},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/carihopfensperger\\\/#author\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/carihopfensperger\\\/\",\"name\":\"Cari Hopfensperger\",\"image\":{\"@type\":\"ImageObject\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2023\\\/03\\\/23\\\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\\\/#authorImage\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/bd9670e5d6a60989e568f335a0a1f653d0228505af5d8c753452de40b2618723?s=96&d=mm&r=g\",\"width\":96,\"height\":96,\"caption\":\"Cari Hopfensperger\"}},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2023\\\/03\\\/23\\\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\\\/#webpage\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2023\\\/03\\\/23\\\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\\\/\",\"name\":\"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023 | Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"description\":\"March Regulatory Updates from Cari Hopfensperger at ACA Group: PTE 2020-02 Court Case: Federal Court Strikes Down DOL's Interpretation of \\\"Regular Basis\\\" SEC Shortens Settlement Cycle to T+ 1 Be Careful what You Wish For - Massive Changes to Custody Rule Proposed by SEC Amendments to Rule 17a-4 Electronic Recordkeeping Requirement Plus, To Do Checklists for March and April\",\"inLanguage\":\"en-US\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#website\"},\"breadcrumb\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/2023\\\/03\\\/23\\\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\\\/#breadcrumblist\"},\"author\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/carihopfensperger\\\/#author\"},\"creator\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/index.php\\\/author\\\/carihopfensperger\\\/#author\"},\"datePublished\":\"2023-03-23T14:43:15+00:00\",\"dateModified\":\"2023-03-24T14:58:34+00:00\"},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#website\",\"url\":\"https:\\\/\\\/bdia.pli.edu\\\/\",\"name\":\"Legal Perspectives on Current Regulatory Developments for BDs and IAs\",\"inLanguage\":\"en-US\",\"publisher\":{\"@id\":\"https:\\\/\\\/bdia.pli.edu\\\/#organization\"}}]}\n\t\t<\/script>\n\t\t<!-- All in One SEO -->\n\n","aioseo_head_json":{"title":"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023 | Legal Perspectives on Current Regulatory Developments for BDs and IAs","description":"March Regulatory Updates from Cari Hopfensperger at ACA Group: PTE 2020-02 Court Case: Federal Court Strikes Down DOL's Interpretation of \"Regular Basis\" SEC Shortens Settlement Cycle to T+ 1 Be Careful what You Wish For - Massive Changes to Custody Rule Proposed by SEC Amendments to Rule 17a-4 Electronic Recordkeeping Requirement Plus, To Do Checklists for March and April","canonical_url":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/","robots":"max-image-preview:large","keywords":"","webmasterTools":{"miscellaneous":""},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/#article","name":"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023 | Legal Perspectives on Current Regulatory Developments for BDs and IAs","headline":"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023","author":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/carihopfensperger\/#author"},"publisher":{"@id":"https:\/\/bdia.pli.edu\/#organization"},"datePublished":"2023-03-23T14:43:15+00:00","dateModified":"2023-03-24T14:58:34+00:00","inLanguage":"en-US","mainEntityOfPage":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/#webpage"},"isPartOf":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/#webpage"},"articleSection":"Compliance, Enforcement, Regulatory"},{"@type":"BreadcrumbList","@id":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/#breadcrumblist","itemListElement":[{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu#listItem","position":1,"name":"Home","item":"https:\/\/bdia.pli.edu","nextItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/#listItem","name":"Compliance"}},{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/#listItem","position":2,"name":"Compliance","item":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/","nextItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/#listItem","name":"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023"},"previousItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu#listItem","name":"Home"}},{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/#listItem","position":3,"name":"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023","previousItem":{"@type":"ListItem","@id":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/#listItem","name":"Compliance"}}]},{"@type":"Organization","@id":"https:\/\/bdia.pli.edu\/#organization","name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs","url":"https:\/\/bdia.pli.edu\/"},{"@type":"Person","@id":"https:\/\/bdia.pli.edu\/index.php\/author\/carihopfensperger\/#author","url":"https:\/\/bdia.pli.edu\/index.php\/author\/carihopfensperger\/","name":"Cari Hopfensperger","image":{"@type":"ImageObject","@id":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/#authorImage","url":"https:\/\/secure.gravatar.com\/avatar\/bd9670e5d6a60989e568f335a0a1f653d0228505af5d8c753452de40b2618723?s=96&d=mm&r=g","width":96,"height":96,"caption":"Cari Hopfensperger"}},{"@type":"WebPage","@id":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/#webpage","url":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/","name":"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023 | Legal Perspectives on Current Regulatory Developments for BDs and IAs","description":"March Regulatory Updates from Cari Hopfensperger at ACA Group: PTE 2020-02 Court Case: Federal Court Strikes Down DOL's Interpretation of \"Regular Basis\" SEC Shortens Settlement Cycle to T+ 1 Be Careful what You Wish For - Massive Changes to Custody Rule Proposed by SEC Amendments to Rule 17a-4 Electronic Recordkeeping Requirement Plus, To Do Checklists for March and April","inLanguage":"en-US","isPartOf":{"@id":"https:\/\/bdia.pli.edu\/#website"},"breadcrumb":{"@id":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/#breadcrumblist"},"author":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/carihopfensperger\/#author"},"creator":{"@id":"https:\/\/bdia.pli.edu\/index.php\/author\/carihopfensperger\/#author"},"datePublished":"2023-03-23T14:43:15+00:00","dateModified":"2023-03-24T14:58:34+00:00"},{"@type":"WebSite","@id":"https:\/\/bdia.pli.edu\/#website","url":"https:\/\/bdia.pli.edu\/","name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs","inLanguage":"en-US","publisher":{"@id":"https:\/\/bdia.pli.edu\/#organization"}}]},"og:locale":"en_US","og:site_name":"Legal Perspectives on Current Regulatory Developments for BDs and IAs |","og:type":"article","og:title":"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023 | Legal Perspectives on Current Regulatory Developments for BDs and IAs","og:description":"March Regulatory Updates from Cari Hopfensperger at ACA Group: PTE 2020-02 Court Case: Federal Court Strikes Down DOL's Interpretation of &quot;Regular Basis&quot; SEC Shortens Settlement Cycle to T+ 1 Be Careful what You Wish For - Massive Changes to Custody Rule Proposed by SEC Amendments to Rule 17a-4 Electronic Recordkeeping Requirement Plus, To Do Checklists for March and April","og:url":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/","article:published_time":"2023-03-23T14:43:15+00:00","article:modified_time":"2023-03-24T14:58:34+00:00","twitter:card":"summary_large_image","twitter:title":"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023 | Legal Perspectives on Current Regulatory Developments for BDs and IAs","twitter:description":"March Regulatory Updates from Cari Hopfensperger at ACA Group: PTE 2020-02 Court Case: Federal Court Strikes Down DOL's Interpretation of &quot;Regular Basis&quot; SEC Shortens Settlement Cycle to T+ 1 Be Careful what You Wish For - Massive Changes to Custody Rule Proposed by SEC Amendments to Rule 17a-4 Electronic Recordkeeping Requirement Plus, To Do Checklists for March and April"},"aioseo_meta_data":{"post_id":"1344","title":null,"description":null,"keywords":null,"keyphrases":null,"primary_term":null,"canonical_url":null,"og_title":null,"og_description":null,"og_object_type":"default","og_image_type":"default","og_image_url":null,"og_image_width":null,"og_image_height":null,"og_image_custom_url":null,"og_image_custom_fields":null,"og_video":null,"og_custom_url":null,"og_article_section":null,"og_article_tags":null,"twitter_use_og":false,"twitter_card":"default","twitter_image_type":"default","twitter_image_url":null,"twitter_image_custom_url":null,"twitter_image_custom_fields":null,"twitter_title":null,"twitter_description":null,"schema":{"blockGraphs":[],"customGraphs":[],"default":{"data":{"Article":[],"Course":[],"Dataset":[],"FAQPage":[],"Movie":[],"Person":[],"Product":[],"ProductReview":[],"Car":[],"Recipe":[],"Service":[],"SoftwareApplication":[],"WebPage":[]},"graphName":"","isEnabled":true},"graphs":[]},"schema_type":"default","schema_type_options":null,"pillar_content":false,"robots_default":true,"robots_noindex":false,"robots_noarchive":false,"robots_nosnippet":false,"robots_nofollow":false,"robots_noimageindex":false,"robots_noodp":false,"robots_notranslate":false,"robots_max_snippet":null,"robots_max_videopreview":null,"robots_max_imagepreview":"large","priority":null,"frequency":null,"local_seo":null,"breadcrumb_settings":null,"limit_modified_date":false,"ai":null,"created":"2024-11-01 17:48:47","updated":"2025-10-11 04:17:54","seo_analyzer_scan_date":null},"aioseo_breadcrumb":"<div class=\"aioseo-breadcrumbs\"><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/bdia.pli.edu\" title=\"Home\">Home<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\t<a href=\"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/\" title=\"Compliance\">Compliance<\/a>\n\t\t<\/span><span class=\"aioseo-breadcrumb-separator\">&raquo;<\/span><span class=\"aioseo-breadcrumb\">\n\t\t\tShortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023\n\t\t<\/span><\/div>","aioseo_breadcrumb_json":[{"label":"Home","link":"https:\/\/bdia.pli.edu"},{"label":"Compliance","link":"https:\/\/bdia.pli.edu\/index.php\/category\/compliance\/"},{"label":"Shortened Settlement Cycles, Form ADV Amendments and Hackers Impact Derivatives Market: Regulatory Update for March 2023","link":"https:\/\/bdia.pli.edu\/index.php\/2023\/03\/23\/shortened-settlement-cycles-form-adv-amendments-and-hackers-impact-derivatives-market-regulatory-update-for-march-2023\/"}],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1344","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/90"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1344"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1344\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1344"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1344"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1344"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}