{"id":1260,"date":"2022-05-10T17:57:27","date_gmt":"2022-05-10T17:57:27","guid":{"rendered":"http:\/\/localhost\/?p=1260"},"modified":"2022-05-12T18:02:24","modified_gmt":"2022-05-12T18:02:24","slug":"dbas-knowing-when-to-hold-them-and-fold-them-or-at-least-use-them","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2022\/05\/10\/dbas-knowing-when-to-hold-them-and-fold-them-or-at-least-use-them\/","title":{"rendered":"DBA&#8217;s: Knowing when to hold them and fold them . . .or at least use them"},"content":{"rendered":"<p>From <a href=\"https:\/\/www.linkedin.com\/in\/richardlchenesq\/\">Richard Chen<\/a>:<\/p>\n<p>Far too often, I\u2019ve encountered situations where advisors and other business owners do not fully understand their use of a DBA or \u201cdoing business as\u201d trade name, and this can potentially lead to very serious legal risks.<\/p>\n<p>Many advisers utilize a DBA to facilitate their branding, whether they own their own firm or work as an investment adviser representative for another firm. Yet, many advisers fail to understand that a DBA is not a formal legal entity, such as a limited liability company, and the holder of a DBA does not enjoy the same rights as the owner of a formal legal entity (such as limited liability protection) if it is not used properly.<\/p>\n<p><a href=\"https:\/\/www.linkedin.com\/posts\/richardlchenesq_wealthmanagement-rias-investmentadvisers-activity-6929474431958360064-JhPW?utm_source=linkedin_share&amp;utm_medium=member_desktop_web\">Read more here<\/a>.<\/p>\n<p>&nbsp;<\/p>\n","protected":false},"excerpt":{"rendered":"<p>From Richard Chen: Far too often, I\u2019ve encountered situations where advisors and other business owners do not fully understand their use of a DBA or \u201cdoing business as\u201d trade name, and this can potentially lead to very serious legal risks. Many advisers utilize a DBA to facilitate their branding, whether they own their own firm &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2022\/05\/10\/dbas-knowing-when-to-hold-them-and-fold-them-or-at-least-use-them\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">DBA&#8217;s: Knowing when to hold them and fold them . . .or at least use them<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":95,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"footnotes":""},"categories":[23,22],"tags":[],"class_list":["post-1260","post","type-post","status-publish","format-standard","hentry","category-compliance","category-standard-of-care"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 4.9.10 - aioseo.com -->\n\t<meta name=\"description\" content=\"From Richard Chen: Far too often, I\u2019ve encountered situations where advisors and other business owners do not fully understand their use of a DBA or \u201cdoing business as\u201d trade name, and this can potentially lead to very serious legal risks. Many advisers utilize a DBA to facilitate their branding, whether they own their own firm\" \/>\n\t<meta name=\"robots\" content=\"max-image-preview:large\" \/>\n\t<meta name=\"author\" content=\"Richard Chen\"\/>\n\t<link rel=\"canonical\" href=\"https:\/\/bdia.pli.edu\/index.php\/2022\/05\/10\/dbas-knowing-when-to-hold-them-and-fold-them-or-at-least-use-them\/\" \/>\n\t<meta name=\"generator\" content=\"All in One SEO (AIOSEO) 4.9.10\" \/>\n\t\t<meta property=\"og:locale\" content=\"en_US\" \/>\n\t\t<meta property=\"og:site_name\" content=\"Legal Perspectives on Current Regulatory Developments for BDs and IAs |\" \/>\n\t\t<meta property=\"og:type\" content=\"article\" \/>\n\t\t<meta property=\"og:title\" content=\"DBA\u2019s: Knowing when to hold them and fold them . . .or at least use them | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta property=\"og:description\" content=\"From Richard Chen: Far too often, I\u2019ve encountered situations where advisors and other business owners do not fully understand their use of a DBA or \u201cdoing business as\u201d trade name, and this can potentially lead to very serious legal risks. Many advisers utilize a DBA to facilitate their branding, whether they own their own firm\" \/>\n\t\t<meta property=\"og:url\" content=\"https:\/\/bdia.pli.edu\/index.php\/2022\/05\/10\/dbas-knowing-when-to-hold-them-and-fold-them-or-at-least-use-them\/\" \/>\n\t\t<meta property=\"article:published_time\" content=\"2022-05-10T17:57:27+00:00\" \/>\n\t\t<meta property=\"article:modified_time\" content=\"2022-05-12T18:02:24+00:00\" \/>\n\t\t<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n\t\t<meta name=\"twitter:title\" content=\"DBA\u2019s: Knowing when to hold them and fold them . . .or at least use them | Legal Perspectives on Current Regulatory Developments for BDs and IAs\" \/>\n\t\t<meta name=\"twitter:description\" content=\"From Richard Chen: Far too often, I\u2019ve encountered situations where advisors and other business owners do not fully understand their use of a DBA or \u201cdoing business as\u201d trade name, and this can potentially lead to very serious legal risks. 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