{"id":1254,"date":"2022-04-22T14:29:32","date_gmt":"2022-04-22T14:29:32","guid":{"rendered":"http:\/\/localhost\/?p=1254"},"modified":"2022-04-25T15:39:13","modified_gmt":"2022-04-25T15:39:13","slug":"1254","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2022\/04\/22\/1254\/","title":{"rendered":"April Updates from Foreside. . ."},"content":{"rendered":"<p>Regulatory Updates from\u00a0<a href=\"https:\/\/www.hardincompliance.com\/team\/cari-a-hopfensperger\/\">Cari Hopsfenperger<\/a>\u00a0at Foreside.<\/p>\n<p><strong>Topics include:<\/strong><\/p>\n<ul>\n<li><a href=\"https:\/\/www.sec.gov\/files\/2022-exam-priorities.pdf\"><strong>SEC Announces Annual Examination Priorities for 2022<\/strong><\/a><\/li>\n<li><strong><a href=\"https:\/\/www.sec.gov\/tm\/iabd-staff-bulletin#_ftn3\">Prepare for Your Next SEC Exam: Top Tips on Meeting to Meet Your Obligations under Regulation BI and the Fiduciary Standard<\/a><\/strong><\/li>\n<li><a href=\"https:\/\/www.finra.org\/rules-guidance\/notices\/22-10\"><strong>FINRA Regulatory Notice 22-10 Addresses CCO Liability and Supervision<\/strong><\/a><\/li>\n<li><a href=\"https:\/\/le.utah.gov\/~2022\/bills\/static\/SB0227.html\"><strong>Utah Becomes the Fourth State to Adopt Comprehensive Privacy Law<\/strong><\/a><\/li>\n<\/ul>\n<p><a href=\"https:\/\/www.foreside.com\/blog\/regulatory-update-april-2022\/\">Plus <em>Takeaways,\u00a0<\/em><em>Lessons Learned<\/em>, <em>Worth Reading, Watching and Hearing<\/em>, and T<em>o-Do Checklists for the Month of May<\/em><\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Regulatory Updates from\u00a0Cari Hopsfenperger\u00a0at Foreside. Topics include: SEC Announces Annual Examination Priorities for 2022 Prepare for Your Next SEC Exam: Top Tips on Meeting to Meet Your Obligations under Regulation BI and the Fiduciary Standard FINRA Regulatory Notice 22-10 Addresses CCO Liability and Supervision Utah Becomes the Fourth State to Adopt Comprehensive Privacy Law Plus &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2022\/04\/22\/1254\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">April Updates from Foreside. . .<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":90,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"footnotes":""},"categories":[1],"tags":[],"class_list":["post-1254","post","type-post","status-publish","format-standard","hentry","category-uncategorized"],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO 5.0.0.1 - aioseo.com -->\n\t<meta name=\"description\" content=\"Regulatory Updates from Cari Hopsfenperger at Foreside. 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