{"id":1219,"date":"2022-02-16T22:44:48","date_gmt":"2022-02-16T22:44:48","guid":{"rendered":"http:\/\/localhost\/?p=1219"},"modified":"2022-02-16T22:44:48","modified_gmt":"2022-02-16T22:44:48","slug":"more-lessons-for-private-fund-advisors-bds-nfa-member-firms-get-continued-relief-from-in-person-inspection-rule-regulatory-update-for-february-2022","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2022\/02\/16\/more-lessons-for-private-fund-advisors-bds-nfa-member-firms-get-continued-relief-from-in-person-inspection-rule-regulatory-update-for-february-2022\/","title":{"rendered":"More Lessons for Private Fund Advisors, BDs &#038; NFA Member Firms Get Continued Relief from In-Person Inspection Rule: Regulatory Update for February 2022"},"content":{"rendered":"<p>Mid-February Regulatory Updates from\u00a0<a href=\"https:\/\/www.hardincompliance.com\/team\/cari-a-hopfensperger\/\">Cari Hopsfenperger<\/a>\u00a0at Foreside.<\/p>\n<p><strong>Topics include:<\/strong><\/p>\n<ul>\n<li><a href=\"https:\/\/www.sec.gov\/exams\/announcement\/risk-alert-private-fund-advisers-2\">Observations from Examinations of Private Fund Advisors<\/a><\/li>\n<li><a href=\"https:\/\/docs.legis.wisconsin.gov\/code\/register\/2022\/793b\/register\/cr\/cr_21_057_rule_text\/cr_21_057_rule_text\">Wisconsin Becomes Latest State to Adopt Continuing Ed Requirements for Investment Adviser Representatives<\/a><\/li>\n<li><a href=\"https:\/\/www.newyorkfed.org\/banking\/reportingforms\/SHC.html\">Private Fund Managers Holding More Than $200 Million in Foreign Assets Face Form SHC Filing Obligation<\/a><\/li>\n<li><a href=\"HTTPS:\/\/WWW.FORESIDE.COM\/BLOG\/ONSITE-OFFICE-INSPECTIONS\/\">FINRA Extends Relief for Remote Inspections in 2022<\/a><\/li>\n<li>NFA Also Extends Relief for Remote Inspections in 2022<\/li>\n<\/ul>\n<p><a href=\"https:\/\/www.foreside.com\/blog\/regulatory-update-mid-february-2022\/\">Read more here<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Mid-February Regulatory Updates from\u00a0Cari Hopsfenperger\u00a0at Foreside. Topics include: Observations from Examinations of Private Fund Advisors Wisconsin Becomes Latest State to Adopt Continuing Ed Requirements for Investment Adviser Representatives Private Fund Managers Holding More Than $200 Million in Foreign Assets Face Form SHC Filing Obligation FINRA Extends Relief for Remote Inspections in 2022 NFA Also Extends &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2022\/02\/16\/more-lessons-for-private-fund-advisors-bds-nfa-member-firms-get-continued-relief-from-in-person-inspection-rule-regulatory-update-for-february-2022\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">More Lessons for Private Fund Advisors, BDs &#038; NFA Member Firms Get Continued Relief from In-Person Inspection Rule: Regulatory Update for February 2022<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":90,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,21,22],"tags":[],"class_list":["post-1219","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1219","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/90"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1219"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1219\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1219"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1219"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1219"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}