{"id":1169,"date":"2021-09-09T16:00:21","date_gmt":"2021-09-09T16:00:21","guid":{"rendered":"http:\/\/localhost\/?p=1169"},"modified":"2021-09-09T16:10:48","modified_gmt":"2021-09-09T16:10:48","slug":"you-cant-handle-the-truth-a-few-good-enforcement-actions-from-the-sec-and-finra-in-july-2021","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2021\/09\/09\/you-cant-handle-the-truth-a-few-good-enforcement-actions-from-the-sec-and-finra-in-july-2021\/","title":{"rendered":"You Can\u2019t Handle the Truth: A Few Good Enforcement Actions from the SEC and FINRA in July 2021"},"content":{"rendered":"<p>From\u00a0<a href=\"https:\/\/us.eversheds-sutherland.com\/People\/Brian-L-Rubin\">Brian Rubin<\/a>\u00a0and\u00a0<a href=\"https:\/\/us.eversheds-sutherland.com\/People\/Amanda-C-Oliveira\">Amanda Oliveira<\/a>\u00a0in this month&#8217;s column for NSCP\u00a0<em>Currents<\/em>:<\/p>\n<p>As this year marks the 30th anniversary of the filming of the movie\u00a0<em>A Few Good Men<\/em>, we thought it would make sense to revisit that film, which involved \u201chonor, code, loyalty,\u201d trials, good guys, bad guys, and moral ambiguity. In other words, it involved most of the elements we regularly see in SEC and FINRA enforcement cases. And it involved one of the most iconic speeches ever to appear in a movie.\u00a0 (For those who haven\u2019t seen the movie, the speech involved handling\u2014or the inability to handle\u2014the \u201ctruth.\u201d)<\/p>\n<p>Can you handle the truth about the SEC and FINRA enforcement actions brought in July 2021. . . <a href=\"https:\/\/us.eversheds-sutherland.com\/NewsCommentary\/Articles\/244863\/You-Cant-Handle-the-Truth-A-Few-Good-Enforcement-Actions-from-the-SEC-and-FINRA-in-July-2021?utm_source=vuture&amp;utm_medium=email&amp;utm_campaign=vuture-emails\">Read more here<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>From\u00a0Brian Rubin\u00a0and\u00a0Amanda Oliveira\u00a0in this month&#8217;s column for NSCP\u00a0Currents: As this year marks the 30th anniversary of the filming of the movie\u00a0A Few Good Men, we thought it would make sense to revisit that film, which involved \u201chonor, code, loyalty,\u201d trials, good guys, bad guys, and moral ambiguity. In other words, it involved most of the &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2021\/09\/09\/you-cant-handle-the-truth-a-few-good-enforcement-actions-from-the-sec-and-finra-in-july-2021\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">You Can\u2019t Handle the Truth: A Few Good Enforcement Actions from the SEC and FINRA in July 2021<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24,22],"tags":[],"class_list":["post-1169","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1169","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1169"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1169\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1169"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1169"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1169"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}