{"id":1151,"date":"2021-08-09T20:16:32","date_gmt":"2021-08-09T20:16:32","guid":{"rendered":"http:\/\/localhost\/?p=1151"},"modified":"2021-08-09T20:16:32","modified_gmt":"2021-08-09T20:16:32","slug":"new-limits-for-qualified-clients","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2021\/08\/09\/new-limits-for-qualified-clients\/","title":{"rendered":"New Limits for Qualified Clients"},"content":{"rendered":"<p>The SEC adjusted the definition of \u201cqualified clients,\u201d becoming effective on August 16, 2021, pursuant to the\u00a0 Dodd-Frank Act of 2010, requiring such an adjustment for inflation every five years.\u00a0 Investment Advisers Act of 1940 Section 205(a)(1) prohibits an RIA from charging a client a performance-based fee unless the client is a qualified client having a particular new work.<\/p>\n<p><a href=\"https:\/\/securitiescompliancesentinel.foxrothschild.com\/investment-adviser-regulation\/new-limits-for-qualified-clients\/\">Read more here<\/a>.<\/p>\n<p>&nbsp;<\/p>\n","protected":false},"excerpt":{"rendered":"<p>The SEC adjusted the definition of \u201cqualified clients,\u201d becoming effective on August 16, 2021, pursuant to the\u00a0 Dodd-Frank Act of 2010, requiring such an adjustment for inflation every five years.\u00a0 Investment Advisers Act of 1940 Section 205(a)(1) prohibits an RIA from charging a client a performance-based fee unless the client is a qualified client having &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2021\/08\/09\/new-limits-for-qualified-clients\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">New Limits for Qualified Clients<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":92,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,21,22],"tags":[],"class_list":["post-1151","post","type-post","status-publish","format-standard","hentry","category-compliance","category-regulatory","category-standard-of-care"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1151","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/92"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1151"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1151\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1151"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1151"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1151"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}