{"id":1146,"date":"2021-07-08T14:35:46","date_gmt":"2021-07-08T14:35:46","guid":{"rendered":"http:\/\/localhost\/?p=1146"},"modified":"2021-07-08T14:35:46","modified_gmt":"2021-07-08T14:35:46","slug":"inconceivable-the-princess-bride-fences-with-sec-and-finra-enforcement-matters-from-may-2021","status":"publish","type":"post","link":"https:\/\/bdia.pli.edu\/index.php\/2021\/07\/08\/inconceivable-the-princess-bride-fences-with-sec-and-finra-enforcement-matters-from-may-2021\/","title":{"rendered":"Inconceivable: The Princess Bride Fences with SEC and FINRA Enforcement Matters from May 2021"},"content":{"rendered":"<p><strong><\/strong>From <a href=\"https:\/\/us.eversheds-sutherland.com\/People\/Brian-L-Rubin\">Brian Rubin<\/a> and <a href=\"https:\/\/us.eversheds-sutherland.com\/People\/Jessica-R-Rodgers\">Jessica Rodgers<\/a>\u00a0in this month&#8217;s column for NSCP\u00a0<em>Currents<\/em>:<\/p>\n<p>This year marks the 35th Anniversary of the classic movie,\u00a0<em>The Princess Bride<\/em>. According to the movie, the story is about:<\/p>\n<p><em>Fencing. Fighting. Torture. Revenge. Giants. Monsters. Chases. Escapes.\u00a0True love. Miracles.\u00a0<\/em><\/p>\n<p>In other words, many of the elements we regularly see in enforcement actions. \u201cInconceivable\u201d as it may sound, we can make a case for all of them, with the possible exception of \u201cTrue love.\u201d (Although, let\u2019s be honest, who among us doesn\u2019t love a cleverly drafted legal argument or a well-written Form ADV?)<\/p>\n<p><a href=\"https:\/\/us.eversheds-sutherland.com\/portalresource\/lookup\/poid\/Z1tOl9NPluKPtDNIqLMRV56Pab6TfzcRXncKbDtRr9tObDdErC3Em83!\/fileUpload.name=\/The%20Princess%20Bride%20Fences%20with%20SEC%20and%20FINRA%20Enforcement%20Matters%20from%20May%202021.pdf\">Read more here.<\/a>\u00a0\u00a0As you wish. . . .<\/p>\n","protected":false},"excerpt":{"rendered":"<p>From Brian Rubin and Jessica Rodgers\u00a0in this month&#8217;s column for NSCP\u00a0Currents: This year marks the 35th Anniversary of the classic movie,\u00a0The Princess Bride. According to the movie, the story is about: Fencing. Fighting. Torture. Revenge. Giants. Monsters. Chases. Escapes.\u00a0True love. Miracles.\u00a0 In other words, many of the elements we regularly see in enforcement actions. \u201cInconceivable\u201d &hellip; <a href=\"https:\/\/bdia.pli.edu\/index.php\/2021\/07\/08\/inconceivable-the-princess-bride-fences-with-sec-and-finra-enforcement-matters-from-may-2021\/\" class=\"more-link\">Continue reading <span class=\"screen-reader-text\">Inconceivable: The Princess Bride Fences with SEC and FINRA Enforcement Matters from May 2021<\/span> <span class=\"meta-nav\">&rarr;<\/span><\/a><\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_exactmetrics_skip_tracking":false,"_exactmetrics_sitenote_active":false,"_exactmetrics_sitenote_note":"","_exactmetrics_sitenote_category":0,"footnotes":""},"categories":[23,24],"tags":[],"class_list":["post-1146","post","type-post","status-publish","format-standard","hentry","category-compliance","category-enforcement"],"aioseo_notices":[],"post_mailing_queue_ids":[],"_links":{"self":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1146","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/comments?post=1146"}],"version-history":[{"count":0,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/posts\/1146\/revisions"}],"wp:attachment":[{"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/media?parent=1146"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/categories?post=1146"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bdia.pli.edu\/index.php\/wp-json\/wp\/v2\/tags?post=1146"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}